Job description:
- Responsible on pre-trade and post-trade monitoring across multi asset guideline restrictions on Bloomberg
- Review and advise on product marketing materials
- Maintain and review company's policies, procedures and practices
- Work closely with business team to provide compliance support
Job qualification:
- Degree holder in Law, Accounting or related disciplines
- Solid regulatory advisory experience in Asset Management Compliance
- 5-10 years experience in compliance
- Good command of written and spoken English, Cantonese and Mandarin
