Responsibilities
- Partner with stakeholders, including process owners and control officers, to document controls, enhance control language, and validate that controls are being performed in compliance with bank policies, procedures, and regulatory requirements
- Ensure that plans. tasks, deliverables and presentations associated with remediation of process documentation are completed thoroughly, accurately and convey in a timely manner to appropriate internal and external stakeholders
- Execute timely control testing for multiple in-scope processes across various business entities; conclude on the operating effectiveness of controls to mitigate risks and control objectives within aligned processes
- Participate and lead control testing walkthroughs and prepare meaningful documentation to support testing conclusions
- Coordinate control testing activities, including logistical scheduling and document retrieval to support control testing in accordance with internal requirements
- Provide project management support in tracking and coordinating the execution of policy and standards control testing activities
- Liaise with risk assessment team and other stakeholders to ensure control testing is in alignment with broader risk assessment activities
- Create synergies by identifying opportunities to repurpose control testing results to satisfy assessment requirements across the bank
- Develop and distribute status reporting and communication related to control testing activities
- Provide ongoing communication to internal stakeholders throughout the testing process to keep them apprised of progress and findings, escalating when appropriate
- Work collaboratively with risk and control team to execute against technology risk governance procedures
- Coordinate required meetings, reviews, and scheduling needs
- Prepare materials for ongoing team meetings and meetings with senior management
Education
- Bachelor's/University degree, Master's degree preferred