An investment manager is seeking a Compliance Manager to join their team. This group offers institutional investors a vertically integrated platform for real estate investments across Europe and the US. They lead the German-speaking market in developing innovative investment products using both equity and debt strategies. In this role you will be responsible for the regulatory compliance topics along with outsourcing controlling and data protection.
The Role:
- Implementing and maintaining compliance management system in accordance with the regulatory requirements
- Identify and assess the compliance risks and implement the compliance monitoring plan
- Monitoring of changes in the regulatory environment and integrate the necessary adjustments
- Creation, implementation and ongoing updating of compliance guidelines, process descriptions, appropriate control and monitoring processes in outsourcing management as well as regulations on data protection in accordance with the EU General Data Protection Regulation
- Support in the area of outsourcing management and data protection
- Support in the implementation of internal AML/KYC due diligence procedures for the acceptance of clients as well as the ongoing review of client files (including AML/KYC risk assessment, sanctions screening, adverse media checks, UBO identification, KYC review) for the prevention of money laundering and terrorist financing
- Project support and advisory activities for the specialist departments
The Candidate:
- Degree in law or economics, or successfully completed relevant vocational training
- Advanced expertise and several years of professional experience in the field of compliance within a capital management company or with other market participants in the fund industry
- Very good knowledge of the legal and regulatory requirements for Luxembourg management companies
- Independent, diligent, solution- and team-oriented as well as quality- and responsibility-conscious way of working
- Very good knowledge of office communication software (MS Office-Word, Excel, Outlook)
- Fluent in German and business fluent in English