Company Summary: My client is one of the largest investment management firms in Switzerland. They are in contact with international private clients to offer their expertise. They are looking for a compliance officer with a knowledge of US laws within their team.
Tasks:
- Handling the necessary controls and checks according to the SEC (US) and FINMA (Swiss) regulations
- Advisory and supporting the front office regarding the AML issues.
- Providing training if necessary.
- Supporting the ICS process
- Key areas of focus: KYC, AMLA, MiFID II, FIDLEG, FATCA, CRS and FINIG
Profile:
- Several years of relevant experience in a compliance function (within a financial institution).
- FINMA and US (SEC) regulations are essential, knowledge of European/Swiss financial laws are plus
- Ability to work well with others and detect challenges
- English language is essential, strong German is plus
- Legal or business background is a plus
- Relevant certifications are a plus: CAMS; LLM; CCP
For further information, please contact Yagiz Cafer Cakmak
