We have been engaged by a private wealth management group to find them a Compliance Officer/RC. This company has more than 20 locations across the world with over 4000 employees. They have established a fund administrator in Luxembourg and are now seeking a highly motivated individual to focus on their German speaking client base.
The Role:
- Ensure that the activities of the company are conducted in compliance with applicable laws
- Point of contact for authorities and responsible for reporting to the relevant authorities
- Ensure that relevant statutory authorities are updated on suspicious activities on a timely basis
- Provide Financial Crime and Compliance training to all staff
- Provide support to, and verify controls carried out by the first line of defence
- Propose new AML/ CFT measures and update the RR on changes in AML/ CFT regulations
- Prepare the yearly report of the operations and activities conducted and submit the reports to the RR and to the Conducting Officers
- Monitor relevant regulatory changes and assist in their implementation
The candidate
- Bachelor's degree in business or law
- Minimum 5 years experience within a similar position
- Eligibility for approval from the CSSF to act as Responsable du contrรดle and as a Compliance Officer
- Demonstrated knowledge of Luxembourg AML regulations
- Good analytical skills, attention to detail and a challenging mindset
- Strong communication skills (both written and oral)
- Excellent command of English and German