Job responsibilities:
- Provide compliance oversight and support AM to provide advice on how to conduct Fintech & Retail Business
- Develop, draft and maintain compliance policies and procedures
- Handle ad hoc tasks assigned by Head of Business Advisory Compliance
Job qualification:
- Solid regulatory advisory experience in Brokerage Compliance
- 6+ years experience in compliance covering brokerage business
- Familiar with brokerage business-related rules and regulations
- Speck fluent English, Mandarin and Cantonese