JOB DESCRIPTION
- Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Compliance Management System.
- Audit Preparation and Compliance manual check controls
- Conduct Pre and Post Trade Monitoring of Investment Guidelines
- Follow up on identified breaches
- Providing advisory in terms of review and coding of investment guidelines
JOB REQUIREMENTS
- Familiarity with Compliance Management Systems (e.g. Aladdin, Charles River, Bloomberg AIM, Sentinel)
- Familiarity with MAS and UCITS Regulations.
