Role: Regulatory Compliance Officer
Location: Luxembourg
Salary: Competitive and Candidate Dependent
One of the largest Super ManCo company is seeking a new regulatory compliance officer to join their growing team. Our renowned client is well trusted by leading asset managers, pension funds and wealth managers, and insurance companies globally, to manage governance, compliance, regulatory, and substance requirements.
Our client has been serving more than 500 asset management clients in several countries across Europe and America and is a major player in the funds' industry with over $1 trillion in AuM.
The Role
- Contribute to the execution compliance monitoring plan.
- Work closely with the head of regulatory compliance.
- Evaluate and enhance the effectiveness of systems and controls within the first line of defence.
- Manage the regulatory change process, including identification and implementation.
- Compile periodic compliance reports for the Board.
- Provide guidance and support on regulatory matters to help the business meet required standards.
- Supervise the analysis and evaluation of regulatory issues impacting UCITS and AIFM activities.
- Prepare relevant management information for stakeholders and clients as requested.
- Collaborate with the Onboarding, Legal, and Oversight teams on third-party oversight.
The Candidate
- 4- 5 years of experience in regulatory compliance, preferably within the funds industry.
- Holding a compliance or legal qualification.
- Strong understanding of European legal and regulatory frameworks.
- Experience with AIFM and UCITS funds.
- Proficiency in English, other European language will be a huge plus.
- Experience in creating and implementing a Compliance Monitoring Programme.
