Compliance

Compliance

Head of compliance & Financial crime

About the Company The company is a worldwide bank that focuses on B2B services. They provide payment solutions that utilise modern technology to enhance transaction speed and security. You will be You will be responsible for managing and developing the financial crime risk framework. Making sure the policies and procedures are effective and in placed. Establishing procedures for handling the second-line framework and supervising their execution. Responsibility for resolving issues and dedicated to enhancing effectiveness and streamlining processes. Supervising both internal and external stakeholders, while also delivering pertinent information about compliance and financial crime risks to committees at the board level and regulatory authorities. Hiring and managing the compliance/financial crime teams Requirements Considerable experience in compliance and financial crime within a regulated financial institution Thorough and current understanding of payment and correspondent banking products, including related compliance and financial crime risks Familiarity with European regulatory requisites. Able to handle complex escalations. Ability to take risk-based decisions

Negotiable
Netherlands
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Senior Compliance Officer (Monitoring/Wealth Management)

Your primary responsibilities include the identification, analysis, and implementation of new legislative and regulatory requirements. Your duties encompass the vigilant monitoring of compliance with legislation and regulations, particularly in relation to duty of care, as well as the evaluation of integrity-related risks. What are you going to do: Offering guidance on adherence to laws and regulations to both the central headquarters and branch offices Conducting second-line monitoring tasks, which involve identifying compliance risks in accordance with relevant laws and regulations, including secondary roles, insider transactions, conflicts of interest, and duty of care obligations. Participate in the integrity risk analysis (SIRA), the yearly compliance plan, and the annual monitoring Calendar. Promoting awareness within the organization and sharing expertise in the areas of compliance, integrity, and reputation risks. What you bring: Good understanding of the relevant laws and regulations that apply to financial institutions, like the Wft, Wwft, and the guidelines set by regulatory authorities. You should have over five years of experience working in a similar role. Able to communicate, both orally and in writing in Dutch and English.

Negotiable
Netherlands
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MaRisk Compliance Officer - Private Banking (m/w/d)

A well-established European Private Bank is seeking a Compliance Officer/Manager with a specialized focus on MaRisk and Capital Markets to join their team in Frankfurt. In this role, you will be responsible for ensuring that the organization complies with a broad range of regulations, but the MaRisk and Capital Market space will be your main focus. You would be reporting directly into the Global Head of Compliance, and as the office in Frankfurt continues to grow will have the opportunity take on more responsible and have a significant impact the development of the bank. Key Responsibilities: Oversee and implement policies and procedures to ensure strict adherence to MaRisk regulations throughout the organization. Stay updated on Capital Markets regulations, assess their impact on our operations, and develop compliance strategies accordingly. Conduct risk assessments to identify potential compliance issues related to MaRisk and Capital Markets, and develop mitigation plans. Collaborate with relevant stakeholders to develop and update compliance policies and guidelines, ensuring alignment with MaRisk and Capital Markets requirements. Provide training and guidance to staff members to foster a culture of compliance awareness. Lead or support internal investigations related to compliance concerns, and recommend corrective actions as needed. Qualifications: Proven experience as a Compliance Officer with a strong focus on MaRisk and Capital Markets compliance. Strong knowledge or experience in Compliance matter within Banking and ideally within Private Banking. Analytical skills and attention to detail, with the ability to assess complex regulatory issues. Excellent communication and interpersonal skills for effective collaboration and education. Ability to work independently and as part of a team in a dynamic and highly regulated environment. Fluency in German and English.

Negotiable
Frankfurt am Main
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MaRisk Compliance Officer - Private Banking (m/w/d)

A well-established European Private Bank is seeking a Compliance Officer/Manager with a specialized focus on MaRisk and Capital Markets to join their team in Frankfurt. In this role, you will be responsible for ensuring that the organization complies with a broad range of regulations, but the MaRisk and Capital Market space will be your main focus. You would be reporting directly into the Global Head of Compliance, and as the office in Frankfurt continues to grow will have the opportunity take on more responsible and have a significant impact the development of the bank. Key Responsibilities: Oversee and implement policies and procedures to ensure strict adherence to MaRisk regulations throughout the organization. Stay updated on Capital Markets regulations, assess their impact on our operations, and develop compliance strategies accordingly. Conduct risk assessments to identify potential compliance issues related to MaRisk and Capital Markets, and develop mitigation plans. Collaborate with relevant stakeholders to develop and update compliance policies and guidelines, ensuring alignment with MaRisk and Capital Markets requirements. Provide training and guidance to staff members to foster a culture of compliance awareness. Lead or support internal investigations related to compliance concerns, and recommend corrective actions as needed. Qualifications: Proven experience as a Compliance Officer with a strong focus on MaRisk and Capital Markets compliance. Strong knowledge or experience in Compliance matter within Banking and ideally within Private Banking. Analytical skills and attention to detail, with the ability to assess complex regulatory issues. Excellent communication and interpersonal skills for effective collaboration and education. Ability to work independently and as part of a team in a dynamic and highly regulated environment. Fluency in German and English.

Negotiable
Frankfurt (Oder)
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MaRisk Compliance Officer

A well-established European Private Bank is seeking a Compliance Officer/Manager with a specialized focus on MaRisk and Capital Markets to join their team in Frankfurt. In this role, you will be responsible for ensuring that the organization complies with a broad range of regulations, but the MaRisk and Capital Market space will be your main focus. You would be reporting directly into the Global Head of Compliance, and as the office in Frankfurt continues to grow will have the opportunity take on more responsible and have a significant impact the development of the bank. Key Responsibilities: Oversee and implement policies and procedures to ensure strict adherence to MaRisk regulations throughout the organization. Stay updated on Capital Markets regulations, assess their impact on our operations, and develop compliance strategies accordingly. Conduct risk assessments to identify potential compliance issues related to MaRisk and Capital Markets, and develop mitigation plans. Collaborate with relevant stakeholders to develop and update compliance policies and guidelines, ensuring alignment with MaRisk and Capital Markets requirements. Provide training and guidance to staff members to foster a culture of compliance awareness. Lead or support internal investigations related to compliance concerns, and recommend corrective actions as needed. Qualifications: Proven experience as a Compliance Officer with a strong focus on MaRisk and Capital Markets compliance. Strong knowledge or experience in Compliance matter within Banking and ideally within Private Banking. Analytical skills and attention to detail, with the ability to assess complex regulatory issues. Excellent communication and interpersonal skills for effective collaboration and education. Ability to work independently and as part of a team in a dynamic and highly regulated environment. Fluency in German and English.

Negotiable
Frankfurt (Oder)
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Compliance Officer - Privacy

Asset management firm- Amsterdam About the role: The Compliance Officer - Privacy role is a new addition to the Group Compliance team. In this position, you serve as a key link between the Group Compliance team and the business. You will be responsible for Optimizing collaboration with first-line employees Providing advice and support to the first-line staff in recognizing the most critical compliance risks, controls, and the effectiveness of measures to address them. Enhancing knowledge and skills in compliance risk management, laws, regulations, and the implementation of internal policies in the front-line, with a focus on privacy. Communicating integrity risk at a practical and operational level. Requirements You have a minimum of 5 years of professional compliance risk management experience in the financial industry. knowledge of the General Data Protection Regulation Strong English and Dutch communication skills, both spoken and written.

Negotiable
Netherlands
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Local Head of Compliance - Insurance

A multinational insurer is seeking a local Head of Compliance to ensure the compliance framework and strategies are sustainable for their French division. This role is providing you with broader responsibilities of the business and a dynamic collaboration across branches in Europe. Your Role: Lead the French compliance team and manage all day-to-day compliance operations. Ensure the adherence of the compliance framework to the French regulations. Identify potential risks to business objectives due the regulatory requirements and draw action plans to mitigate the risks. Communicate regularly with various departments across Europe. Your Profile: 6 or more years of experience in Compliance or Legal; Ideally within Insurance. Strategically strong with management experience. Strong communicator who is used to liaising with different department. Experience with the Belgian regulations is a plus. Fluent in French and English.

Negotiable
Paris
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Chief Compliance Officer

Role: Chief Compliance officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Managing Director Our client is a rapidly expanding, innovative platform dedicated to facilitating international payment transactions. With a team of close to 900 payment specialists located throughout Europe, our client modules, carefully crafted for effortless integration, cover a wide range of payment management tasks, including processing diverse payment methods. The Candidate Extensive familiarity with Luxembourg's regulatory landscape, particularly in relation to Payment Service Providers (PSPs). Demonstrated proficiency in guiding compliance teams, showcasing strong leadership and team management abilities. Comprehensive knowledge and specialization in international financial regulations and standards. Exceptional communication and interpersonal aptitude, enabling effective interaction with internal departments and external regulatory entities. A keen analytical mindset equipped to identify and efficiently address potential risks. The Role Oversee and manage the entire compliance framework to ensure alignment with both Luxembourg's stringent regulatory standards and relevant international PSP criteria. Act as the primary point of contact between Unzer and regulatory bodies, addressing their inquiries, concerns, and requirements. Lead and mentor the compliance team, ensuring they stay current with the latest developments in financial regulations and compliance best practices. Collaborate closely with other departments to seamlessly integrate compliance protocols into their operations. Identify potential areas of compliance vulnerability and risk, and create and execute action plans to resolve them. If you would be interested in the role, please apply or reach out to Edho Putra at Selby Jennings.

Negotiable
Luxemburg
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Senior AML/CTF Analyst

Role: Senior AML/CFT Compliance Analyst Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Chief Compliance Officer A rapidly growing FinTech is hiring Senior AML/CFT Analyst in Luxembourg! Our client is known as an innovative payment provider for international e-commerce businesses. With over 500 employees sitting in 3 continents, our client is a multinational company that is committed to constantly providing best-in-class services to help their clients develop their businesses. If you are seeking a fast-paced environment, please do not hesitate to look further! The Candidate At least 3-4 years of experience in compliance or AML. Demonstrate a track record of working in a compliance role within the financial services industry, preferably within a payment services provider or a similar setting. Possess outstanding analytical and problem-solving abilities, capable of comprehending and applying intricate regulatory requirements. Capable of managing multiple priorities and consistently meeting deadlines within a fast-paced setting. Self-motivated and excels in high-pressure situations. Organized, self-reliant, and pragmatic, with a keen sense of judgment. Proficiency in English, other European Languages is considered an advantage. The Role Continuously monitor customer transactions and account activity for signs of suspicious or uncommon patterns. Investigate and promptly report any transactions or activities that appear potentially suspicious to the AML Compliance Officer. Stay well-informed about AML/CFT regulations and ensure strict compliance with them. Conduct Customer Due Diligence (CDD) procedures, including KYC checks, for both new and existing customers. Confirm the identity of customers and evaluate the level of risk associated with each customer. Aid in the preparation and submission of routine reports regarding AML/CFT compliance activities to the appropriate regulatory authorities. Organize training sessions and awareness programs for employees to ensure they have a solid grasp of AML/CFT compliance requirements. If you would be interested in the role, please apply or reach out to Edho Putra at Selby Jennings.

Negotiable
Luxembourg
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Senior Compliance Officer (Monitoring)

Asset management firm- Amsterdam About the role: As a Compliance Officer, you'll ensure independent oversight, set boundaries, and manage compliance risks within the organisation. Your role involves sharing knowledge, fostering collaboration, and connecting with colleagues across departments. You will be You will be responsible for coordinating and editing text content for compliance reporting. This includes working on quarterly compliance reports, creating dashboards that highlight key risk areas, and contributing to the annual report. Conducting second-line monitoring and global oversight monitoring. Reviewing and providing constructive feedback on quarterly reports produced by overseas teams. Requirements You have a minimum of 5 years of professional compliance risk management experience in the financial industry. You have collaborated with or worked within roles such as Operational Risk Management, Audit,or other data-driven analytic positions. You are able in writing detailed monitoring reports and provide concise, practical recommendations to ensure compliance with regulations and legislation. Strong English and Dutch communication skills, both spoken and written.

Negotiable
Netherlands
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Senior Compliance Officer (Advisory Role)

Asset management firm- Amsterdam About the role: As a Compliance Officer, you'll ensure independent oversight, set boundaries, and manage compliance risks within the organization. Your role involves sharing knowledge, fostering collaboration, and connecting with colleagues across departments. You will be You'll be in charge of spreading knowledge and understanding about compliance risks across the entire organization. Enhancing collaboration with your colleagues in the first line Assigning responsibilities within the organization and getting internal specialists involved when needed. Actively advising on spotting integrity risks and providing guidance on internal corporate governance and new regulations. Requirements You have a minimum of 5 years of professional compliance risk management experience in the financial industry. Extensive and deep expertise in the field of Asset Management, including products, services and processes Strong English communication skills, both spoken and written.

Negotiable
Netherlands
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Financial Crime Compliance Manager

Role: Financial Crime Compliance Manager Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Head of Financial Crime We are currently representing a renowned global super ManCo in Luxembourg with a lot of exciting growth plans. Our client operates in more than 20 countries globally with over 600 investment professionals, with close to $650 billion AuM. The Candidate At least 4-5 years of experience in compliance, AML, or Financial Crime Strong communication and interpersonal skills Capable of working independently and delivering high-quality work, even under time pressure Proficient in analysis and reporting, able to provide well-reasoned justifications Strong knowledge of AIFM & UCITS In-depth understanding of Luxembourgish and Irish regulatory frameworks relating to asset management and funds Fluent in English. French or other European language would be an asset The Role Continuously enhance and update the AML/CFT framework, including assessing risk appetite conducting compliance monitoring, and reviewing policies and procedures to align with regulations and internal policies Provide guidance and support to Conducting Officers and staff on AML/CFT matters Prepare reports for management and relevant board members on AML/CFT activities Assist in the oversight and due diligence of Transfer Agents and Distributors Aid in the preparation of regulatory reports, such as annual AML/CFT reports, surveys, and training materials If you would be interested in the role, please apply or reach out to Edho Putra at Selby Jennings.

Negotiable
Luxembourg
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    How to Ace Your Virtual Interview

    How to Ace Your Virtual Interview

    โ€‹โ€‹With many companies now working from home, has your in-person interview been changed to a video session instead? Read our guide on how to ace your virtual interview.

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