Compliance

Compliance

Business Compliance Analyst

Role: Senior Compliance Officer Location: Amsterdam, NL Salary: Competitive Are you ready to revolutionize the compliance landscape in the fast-paced world of trading? Our client is seeking a dynamic Compliance Analyst to join their visionary team based in Amsterdam! As a crucial member of their lean Business Development and Operations Team, you'll be at the helm of driving regulatory excellence and shaping the future of our firm's strategic direction. Your expertise in legal and compliance landscapes across EMEA and The Netherlands will be the driving force behind unlocking new business horizons and ensuring unwavering regulatory integrity. Responsibilities: Lead the charge in internal and external communication regarding business compliance and trading operations from our vibrant Amsterdam hub. Collaborate closely with Execution Trading and DevOp teams to pioneer and execute cutting-edge tools and processes that redefine industry standards. Illuminate the path forward with unparalleled legal and regulatory insights tailored to the dynamic Dutch market, fueling our relentless expansion strategies. Embark on a relentless quest for new business opportunities through meticulous research and data-driven insights, propelling our growth initiatives to new heights. Architect innovative compliance solutions that not only meet but exceed the demands of our ever-evolving business landscape. Qualifications: 3-5 years of experience as a compliance trailblazer, navigating regulatory mazes within trading entities with finesse and flair. A proven track record of challenging the status quo and redefining compliance paradigms to drive organizational impact and growth. A creative visionary capable of turning regulatory hurdles into stepping stones for business success, driving our objectives forward with unyielding determination. Masterful in preparing and championing firms through regulatory assessments and audits, showcasing unwavering resilience and confidence. Detail-oriented with an eagle-eye for identifying key influencing factors, ensuring tasks are executed with precision and efficiency. A captivating communicator, skilled at engaging with a diverse array of stakeholders from regulators to quantitative software developers, fostering collaborative synergies. A multitasking virtuoso with a knack for iterating towards optimal solutions with lightning speed while keeping an eye on the bigger picture. Armed with an analytical mindset and strategic vision, poised to tackle challenges head-on and craft long-term solutions that set new industry benchmarks. High emotional intelligence and self-awareness, fostering a culture of empathy and collaboration that fuels team success.

Negotiable
England
Apply

Director MLRO

Role: Director MLRO Location: Amsterdam, NL Salary: Competitive Responsibilities: Lead the transaction monitoring team, serving as the point of escalation for complex cases. Oversee merchant underwriting process, including managing the underwriting team and making decisions on new merchant applications. Develop and execute comprehensive strategies to combat financial crime and ensure regulatory compliance. Design and implement robust anti-money laundering (AML) policies, procedures, and controls to mitigate risks effectively. Conduct thorough risk assessments to identify potential money laundering risks and vulnerabilities. Manage the risk management function, including risk identification, assessment, and mitigation across the organization. Engage with regulatory authorities and participate in industry forums to stay abreast of evolving AML regulations and best practices. Foster a risk-aware culture by collaborating with cross-functional teams to integrate risk management practices into daily operations. Your Profile: Bachelor's or Master's degree in Business Administration, Finance, Law, or a related field. Minimum of 5+ years of experience in AML, risk management, compliance, or related roles within the electronic money institution (EMI) industry or similar. Expertise in the payments sector, particularly in electronic money issuance and card issuing. Deep understanding of Dutch regulatory requirements and best practices in AML compliance. Proven track record in developing and implementing AML policies, procedures, and controls. Strong analytical skills for conducting comprehensive risk assessments. Excellent communication and interpersonal abilities for effective engagement with regulatory authorities and cross-functional teams. Demonstrated leadership experience in managing risk management functions. Professional certifications in compliance, risk management, or AML (e.g., CAMS, CFE) are preferred.

Negotiable
Amsterdam
Apply

VP - Senior Compliance Officer

Role: VP Compliance Associate Location: Amsterdam, NL Salary: Competitve and Candidate Dependant Responsibilities: Strategic Planning and Business Performance: Understand clients' business plan, revenue, and profitability targets. Collaborate with the Global Risk & Compliance Team to proactively manage risks and achieve strategic objectives. Policy and Process Management Responsibilities: Ensure compliance with regulations in EEA and CH. Manage regulatory reporting and effectiveness. Contribute to compliance monitoring and testing. Review policies, conduct training, and provide compliance advisory. Monitor regulatory changes and implement necessary measures. Review marketing material and propose innovative solutions. Escalate risks and provide innovative solutions as needed. Your profile: Qualifications: 5-7+ years' relevant industry experience in compliance roles, preferably in funds management. Experience in private markets is advantageous. Strong organizational skills. Exceptional verbal and written communication skills in English. Professional proficiency in Dutch preferred. Strong attention to detail, ability to work autonomously, exercise sound judgement, and escalate when necessary. Strong problem-solving skills and ability to generate innovative solutions. Degree level, masters, or equivalent in law, commerce, economics, finance, or accounting. Relevant professional qualifications are advantageous. Business Knowledge: Strong knowledge of funds management industry, especially in private markets and alternatives. Familiarity with EU laws and regulations, including AIFMD, CBDR, and SFDR. Knowledge of Dutch FSA and Wwft is advantageous. Understanding of German fund management requirements is advantageous. Familiarity with Swiss Representative Office regulatory requirements is advantageous. Understanding of end-to-end investment processes across debt and infrastructure is advantageous. Experience in identifying and assessing regulatory risks is preferred.

Negotiable
Amsterdam
Apply

Senior Compliance Officer

Title: Senior Compliance Officer Location: Rotterdam Company: Real Estate Are you seeking a dynamic work environment that values informality? Do you thrive in the realm of financial services and possess a pragmatic approach? If so, the Senior Compliance Officer position at our company is tailored for you. The company At the forefront of the Netherlands residential mortgage landscape, our group of companies seamlessly connects housing supply and demand. With over 30 years of expertise, we generate $100 million in revenue and oversee $70 billion in assets under administration. What sets us apart is our unique integrated approach, offering a comprehensive range of offerings, from consumer to investor, all within one independent group. This allows us to provide investors with streamlined access to the Dutch residential mortgage market while ensuring intermediaries and consumers have access to a diverse range of high-quality products and services. The role Your role revolves around being the primary contact for compliance matters within our organization, interfacing with both our clients and regulatory bodies such as AFM & AP. You actively contribute to enhancing understanding and awareness of compliance issues, providing guidance to the business on interpreting and implementing relevant laws and regulations. Additionally, you develop and maintain policies, procedures, and guidelines while overseeing organizational compliance. Your expertise spans areas including duty of care, customer due diligence, and privacy regulations. Responsibilities Manage compliance policies and oversee their implementation. Develop annual compliance plans, monitor progress, and provide direction as needed. Enhance the Compliance Framework and conduct compliance testing. Supervise compliance risk analyses on various topics, such as new products and organizational changes. Prepare and discuss compliance reports with internal stakeholders and clients. Organize compliance consultations with clients. Skills & Qualifications Completed bachelor's or master's degree. Minimum of 3 years of relevant work experience in a similar position. Knowledge and experience with regulations such as WFT, WWFT, GDPR, and others in the financial sector. Dutch fluency. Join us on our journey to redefine residential financing in the Netherlands. Apply now!

Negotiable
Rotterdam
Apply

Regulatory Compliance Officer (m/w/d)

Responsibilities: Implementing Group policy standards related to Customer Due Diligence (CDD) and Anti-Money Laundering (AML), Market abuse regulations, conflicts of interest, etc., within the local organization. Reviewing transaction monitoring rules to ensure compliance with regulatory requirements. Conducting compliance controls and testing to verify adherence to policies and regulations. Refreshing policy writing and reviewing cycles to keep up with evolving regulatory landscape. Implementing and adjusting client risk rating models to accurately assess and manage risk. Legal background by education, with the ability to perform operational legal work as needed. Requirements: Bachelor's degree in law, business administration, or related field. Minimum of 3 years of experience in legal compliance or a similar role. Strong understanding of regulatory requirements, particularly in areas such as Customer Due Diligence (CDD), Anti-Money Laundering (AML), Market abuse, and conflicts of interest. Experience in implementing and enforcing compliance policies and procedures. Proficiency in conducting compliance controls and testing to ensure adherence to regulations. Excellent writing skills for policy development and review. Ability to adapt policies and procedures to meet changing regulatory requirements. Experience in implementing and adjusting client risk rating models is preferred. Legal background or education is advantageous. Strong analytical and problem-solving skills. Ability to work independently and collaboratively in a fast-paced environment. Excellent communication and interpersonal skills.

Negotiable
Zurich
Apply

Senior Compliance Officer

Responsibilities: Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance. Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries. Implement and monitor compliance controls within designated timeframes, ensuring proper documentation and reporting of any issues to senior management and relevant stakeholders. Develop and maintain internal policies, procedures, and guidelines to uphold compliance standards aligned with group-level requirements. Contribute to the design and delivery of compliance training programs aimed at educating employees on regulatory obligations and best practices. Requirements: Degree from a Swiss university in Law, Business Administration, or similar is preferred. Compliance certifications are an advantage. 5 years of experience in compliance preferably within Private Banking. Knowledge of Swiss and/or European regulations. Agile and hands-on individual with the ability to mananage and prioritise tasks. Fluency in English and German.

Negotiable
Zurich
Apply

Financial Crime Manager

Title: Financial Crime Manager Location: Amsterdam The company: At our company, we're passionate about leveraging digital innovation to drive positive change in businesses worldwide. With a focus on cutting-edge technology and optimization strategies, we provide leading digital solutions across Consulting, Design, Cloud, Data, and Engineering. Through our FinLabs, we continuously research and develop solutions for modernization, spanning from Blockchain and Artificial Intelligence to Data Science models and mobile-first applications. With over 20 years of experience, we've been recognized as a top employer operating in 48 offices across 19 countries. The role: As a Financial Crime Manager within our Client Lifecycle Management practice, you'll serve as a trusted advisor to our clients, addressing various areas of Financial Crime. You'll tackle the complex challenges faced by financial institutions and society due to these crimes. Responsibilities: Analyze the impact of regulations on customer onboarding and evaluate onboarding policies. Conduct entity and/or customer risk analysis procedures. Optimize customer data and assess and rationalize customer portfolios. Select and implement KYC Utility suppliers and define Operating Models. Contribute to the development and expansion of the CLM practice by publishing articles, developing propositions, and sharing knowledge. Participate in creating long-term visions and identifying new business opportunities. Guide junior colleagues on projects and in their personal development. Contribute to innovative solutions through Accelerator programs and knowledge sharing. Skills & Qualifications: 5+ years of consultancy experience in Financial Services with a focus on Financial Crime. Ability to translate business, customer, and regulatory requirements into solutions. Passion for consultancy and change management. Experience in project management, remediation projects, and system implementation is advantageous. Knowledge of relevant regulatory frameworks Strong planning, execution, and reporting skills. Excellent oral and written communication skills in Dutch and English.

Negotiable
Amsterdam
Apply

Senior Consultant Regulatory Compliance

The Company: We are a global leader in providing innovative solutions and consultancy services to the financial sector, empowering clients to navigate complex regulatory landscapes with confidence. With a strong emphasis on diversity and inclusion, we foster an environment where every individual's unique perspective is valued. Our commitment to excellence and continuous improvement has earned us recognition as one of the top workplaces in the industry. Join us and be part of a dynamic team dedicated to shaping the future of finance. The Role: As a senior consultant, you'll analyze client business processes to ensure compliance with relevant laws and regulations in the financial sector. Your expertise will guide financial institutions in adjusting policies and processes, minimizing risks and reputational harm while maximizing opportunities for growth. Collaborating with your colleagues, you'll play a pivotal role in implementing digital transformation projects. Responsibilities: Mapping out customer business processes to assess regulatory compliance. Advising financial institutions on necessary adjustments to ensure compliance with laws and regulations. Actively participating in the implementation of digital change projects. Collaborating with senior colleagues to provide guidance and support. Demonstrating to clients how regulatory compliance can create opportunities for growth and innovation. Skills & Qualifications: University degree 4+ year's experience in financial services Familiarity with financial markets and regulatory sub-areas Knowledge of financial legislation Experience in consultancy and/or organizational change Tech-savvy with consultancy experience Excellent verbal and written English skills, Dutch language proficiency is an asset

Negotiable
Amsterdam
Apply

Senior Finanzexperte - Steuer Management

🌟 Spannende Möglichkeit in einer renommierten internationalen Bank! 🌟 Sind Sie ein erfahrener Experte für Finanzmanagement (Steuerwesen), der eine dynamische Rolle in einer renommierten internationalen Bank sucht? Suchen Sie nicht weiter! Wir suchen derzeit nach einem Senior-Experten für Finanzmanagement (Steuerwesen) für eine der führenden Banken in Deutschland, die sich der Bereitstellung innovativer Finanzprodukte und -dienstleistungen mit einem Fokus auf Nachhaltigkeit und Transparenz verschrieben hat. Position: Senior-Experte für Finanzmanagement (Steuerwesen) Standort: Frankfurt, Deutschland Beschäftigungsart: Vollzeit Hauptverantwortlichkeiten: Mitarbeit bei der Erstellung von E-Bilanzen und Steuererklärungen. Verwaltung steuerbezogener Aktivitäten innerhalb der Bank. Unterstützung bei der Erstellung von Steuererklärungen (Körperschafts-, Handels- und Mehrwertsteuer) in Zusammenarbeit mit externen Beratern. Teilnahme an der Erstellung von monatlichen/jährlichen Steuererklärungen. Unterstützung bei internen und externen Prüfungen. Beitrag zu Projekten zur Verbesserung der Prozessentwicklung. Anforderungen: Bachelor-Abschluss oder höher in Betriebswirtschaft, Finanzen oder einem verwandten Bereich. 3-4 Jahre Berufserfahrung in der Steuerabteilung einer Bank. Beherrschung verschiedener steuerlicher Themen (z. B. CRS, FATCA, Körperschaftssteuer, Umsatzsteuer, Gewerbesteuer usw.). Umfangreiche Kenntnisse im nationalen und internationalen Steuerrecht. Fortgeschrittene Kenntnisse in Excel und Buchhaltungssoftware-Anwendungen. Starke Kommunikationsfähigkeiten und Teamfähigkeit. Fließende Deutsch- und Englischkenntnisse, Türkischkenntnisse von Vorteil. Werden Sie Teil unseres Teams und einer Organisation, die sich der Nachhaltigkeit und kundenorientierten Banklösungen verpflichtet fühlt. Wenn Sie bereit sind, den nächsten Schritt in Ihrer Karriere zu machen und einen bedeutenden Beitrag zu leisten, bewerben Sie sich jetzt! Bitte senden Sie Ihren Lebenslauf und Ihr Anschreiben an [E-Mail-Adresse des Recruiting-Unternehmens] mit dem Betreff "Bewerbung als Senior-Experte für Finanzmanagement (Steuerwesen)". Wir freuen uns darauf, Sie in unserer angesehenen internationalen Bankfamilie willkommen zu heißen! 🌍💼

Negotiable
Frankfurt am Main
Apply

Senior Compliance Officer

Title: Senior Compliance Officer Location: Amsterdam About: This pioneering crypto firm dedicated to revolutionising the digital asset landscape, with the goal of becoming the number one ecosystem of crypto investments, is seeking a Senior Compliance Officer. With a dynamic team spread across various locations, they have a large focus on ethics and integrity, prioritising investor protection and knowledge sharing through innovative events. Join them in shaping the future of decentralised finance with their no-code token management software and comprehensive ecosystem. The Role: Advising on laws and regulations as well as exchange rules. Responding to requests from exchanges or regulators. Liaise with Legal and other functions to ensure correct interpretation and enforcement of laws and regulations. Analysing regulatory developments that have an effect on the markets and the products in which the company offers to identify both risks and opportunities. Advising new business project teams. Assistance with regulatory assessments and audits. Tour skills & Qualifications: 5+ years of experience within a regulatory environment. Knowledge of relevant legislation that applies to an algorithmic proprietary trading company/market maker such as MiFID, MiCAR, MAR, and EMIR. Knowledge of financial markets and preferably derivative products (futures, options). Ability to act and perform well in a fast-paced environment. Responsible, self-starting professional with strong analytical skills and who is results orientated. Excellent written and verbal communication skills in English. (Dutch language abilities being an asset).

Negotiable
Rotterdam
Apply

AML Compliance Officer

A corporate banking group with a broad range of financial institutions in their portfolio is seeking a compliance officer to further strengthen the bridge between the front and middle/back office. Key Responsibilities: AML Compliance: Implement and maintain robust AML policies, procedures, and controls in accordance with regulatory standards and industry best practices. Client Onboarding: Oversee the onboarding process for new clients, conducting thorough due diligence and KYC (Know Your Customer) checks to verify the legitimacy of clients and mitigate potential risks. Ongoing Monitoring: Continuously monitor client transactions and activities to identify any suspicious behavior or potential red flags indicative of money laundering or other illicit activities. Review and Analysis: Conduct comprehensive reviews and analysis of client accounts, transactions, and documentation to ensure compliance with AML regulations and internal policies. Checking the delivery and delivery of securities and virtual assets including chain analysis Qualifications: Experience in Financial Services Compliance. Strong communication skills both internally and externally. Demonstrated experience with the regulations SPG, AML, AIA, and FATCA. Fluency in English and German.

Negotiable
Principality of Liechtenstein
Apply

VP Compliance Officer

Title: VP Compliance Officer Location: The Netherlands The Company: We are a prominent provider of fund services, corporate governance, and related asset services, operating globally with a significant presence spanning across 80 offices worldwide. Managing assets totalling over $1.8 trillion, our commitment to delivering comprehensive solutions and exceptional service remains unparalleled. The Role As a key member of our Global Compliance team, you will collaborate closely with internal stakeholders and cross-functional teams to support operational excellence and facilitate goal achievement. Reporting directly to the Divisional Head of Group Compliance, you will play a pivotal role in implementing compliance frameworks across the Division, with a primary focus on the Netherlands. Responsibilities: Collaborate with internal teams to implement compliance frameworks. Advise on compliance matters such as AML, data protection, and corporate governance. Analyse and report suspicious transactions. Develop and update policies. Prepare compliance reports for the board. Enhance compliance reporting with analysis of metrics. Represent Compliance in key committees. Coordinate compliance training. Work with local management in the coordination and delivery of compliance related training across the business. Requirements: 5+ years in compliance, preferably in asset management or banking. Strong understanding of Dutch regulations. Master's degree or equivalent. Strong analytical and problem-solving skills. Excellent communication and interpersonal skills. Ability to work independently and in a team. Global firm experience preferred. Previous interaction with regulatory bodies advantageous. If this sounds like you and you want to be part of an elite team, please do not hesitate to apply!

Negotiable
Amsterdam
Apply