Financial Compliance Jobs | Search & Apply Today

Found 48 jobs
    • London
    • Negotiable
    • Posted about 7 hours ago

    Key responsibilities of the Position: Responsible for managing a portfolio of Project Finance loan transactions within Infrastructure. Reporting on the data for the portfolio Working to review and analyse the the construction, technical and operational reports. Completing the due diligence and ad...

    • Hong Kong
    • Negotiable
    • Posted about 12 hours ago

    Job Description Support HR team on international employment issues across Asia Pacific, Europe, United Kingdom, United States and Latin America; Work with litigation team as required in employment-related contentious matters; Assist investment legal team as required on employment issues in M&As; ...

    • Amsterdam
    • Negotiable
    • Posted about 13 hours ago

    A leading multinational market maker that provides liquidity to financial markets, trading a wide range of products, from listed derivatives to bond and cash equities, is now seeking a compliance officer with a strong focus on market surveillance. Key Responsibilities: Focusing primarily on marke...

    • Frankfurt am Main
    • €120000 - €160000 per annum
    • Posted about 16 hours ago

    An international corperate banking group with offices across the APAC region and Europe have set-up a Frankfurt office and are looking for someone to join as their Head of Compliance. As the Head of Compliance you will: Oversee all regulatory and AML activities for the bank Draft new policies kee...

    • Luxembourg
    • Negotiable
    • Posted 1 day ago

    A global established commercial and investment bank is seeking a driven and motivated compliance officer. You would work closely with the Head of Compliance and have a massive hands-on experience, which gives you the ability to broaden your compliance knowledge. Key Responsibilities: Update the c...

    • Berlin
    • Negotiable
    • Posted 3 days ago

    A leading German based FinTech company looking to develop and expand Internationally is seeking a motivated and driven Compliance Officer. You will be responsible for supporting, implementing, and maintaining a comprehensive control and monitoring framework in the Dutch Market. Position is based ...

    • Hong Kong
    • HK$1200000 - HK$1500000 per annum
    • Posted 4 days ago

    Job Responsibilities Handle all compliance-related issues with the regulators on compliance of the company and it's staff Monitoring and reviewing documents from compliance perspective Take the role as Manager-in-Charge Monitor internal control policies and provide training to ensure compliance o...

    • Amsterdam
    • €50000 - €75000 per annum
    • Posted 7 days ago

    Financial Crime Associate Are you ready to kick off your career in one of the Europe's most established financial institutions? Do you have a strong interest in Financial Crime? Our client, a longstanding European FS institution are currently seeking to develop their Financial Crime department in...

    • Shanghai
    • Negotiable
    • Posted 8 days ago

    Responsibilities: Conduct research and reporting on potential compliance issues alongside the Chief Legal Counsel Ensure the business is up to date with the most recent developments of any changing legal frameworks across the Asia Pacific region Contribute to exciting project based legal work for...

    • Berlin
    • €70000 - €100000 per annum
    • Posted 9 days ago

    An exciting new FinTech, expected to be the next big name in the Online Trading market are building out their compliance functions and are looking for experienced professionals in the following areas: Anti-Money Laundering WpHG/MaRisk Data Protection The HQ is based in Berlin but the role has pot...

    • Hong Kong
    • Negotiable
    • Posted 11 days ago

    Bachelor's Degree or above At least 8+ years relevant working experience in compliance or big four audit firms Good knowledge of SFC regulations, guidelines and market practices Responsible, hardworking and well-organized Good command of both written and spoken English and Chinese including fluen...

    • Hamburg
    • €55000 - €75000 per month
    • Posted 15 days ago

    This is your chance to work with one of the most successful consumer banking organizations in Germany! They're currently looking for a Product Manager to fill in their KYC department. If this sounds like something you're looking for, this is definitely the right next step for you to take in your ...

    • Hong Kong
    • HK$360000 - HK$600000 per annum
    • Posted 15 days ago

    Responsibilities Manage your own portfolio of clients regulated by SFC and SEC Setting up of compliance infrastructure and compliance manuals to clients Manage regulatory filing and reporting schedules Provide ad hoc regulatory advice and creative solutions Qualifications Proven experience in a c...

    • Amsterdam
    • Negotiable
    • Posted 16 days ago

    One of the finest English Investment Bank who have recently established a European HQ in Amsterdam is seeking a VP Financial Crime Officer to lead and provide a European oversight on all Financial Crime procedures and frameworks across 6 branches. You will have the opportunity to work on a Europe...

    • Hong Kong
    • HK$1200000 - HK$1740000 per annum
    • Posted 17 days ago

    Reporting directly to the department Head Lead the team to oversee the AML/CFT/Sanctions compliance team (5-6) To advise on AML/CFT/Sanctions related policies, guidelines, and/or operational manuals of the Bank Group Members To develop and promote risk-based monitoring tools/systems on AML/CFT/Sa...

    • San Jose
    • US$180000 - US$180001 per year
    • Posted 18 days ago

    A top Labor and Employment law firm is rapidly growing and seeking a Labor and Employment attorney to join their team in San Jose. There is an immediate need to bring on an attorney, and this is a wonderful opportunity to join a growing company. Responsibilities: Litigating labor and employment c...

    • San Francisco
    • US$180000 - US$180001 per year
    • Posted 18 days ago

    A top Labor and Employment law firm is rapidly growing and seeking a Labor and Employment attorney to join their team in San Francisco or San Jose. There is an immediate need to bring on an attorney in either area, and this is a wonderful opportunity to join a growing company within either area. ...

    • Frankfurt am Main
    • £80000 - £100000 per annum
    • Posted 18 days ago

    A leader in the testing and measurement industry are currently searching for a Global Trade Compliance Manager to lead their international team. The position will be located not far from Frankfurt. As a Global Trade Compliance Manager you will: Ensure that the company's activities are compliant w...

    • Singapore
    • Negotiable
    • Posted 18 days ago

    A leading global digital payments company is looking to hire a Company Secretarial Senior Manager to oversee a full range of company secretarial duties for various entities in the group with a primary focus in Singapore, particularly its digital bank in Singapore. We are keen to speak to qualifie...

    • Singapore
    • Negotiable
    • Posted 18 days ago

    A leading digital payments firm is looking to hire a regulatory compliance professional with substantial global payments related experience. The person will work closely with business, operations, other legal/compliance professionals and various functional key-stakeholders, as well as externally ...

    • Singapore
    • Negotiable
    • Posted 18 days ago

    A leading digital payments firm is looking for an MLRO to serve as the key personnel for oversight of all AML/CFT and sanctions matters in a Singapore entity. We are keen to speak to individuals possessing strong familiarity with the regulatory landscape in Singapore pertaining to AML/CFT/sanctio...

    • Singapore
    • Negotiable
    • Posted 18 days ago

    We are looking to hire a hardworking, detail-oriented compliance professional to manage the AML system requirements within the business and oversee AML Operations. The ideal candidate will be a confident self-starter with strong interpersonal and organizational skills, who is able to exercise goo...

    • Amsterdam
    • €70000 - €110000 per annum
    • Posted 24 days ago

    Are you a Data Analyst and ready for the next step in your career? Join this exciting trading firm that offers an impressive salary package and a stimulating and start-up atmosphere. If you love Big Data and trading and want your hard work rewarded then this could be the perfect next step in your...

    • Luxembourg
    • Negotiable
    • Posted 25 days ago

    A multinational financial services group is seeking an Associate Director of Operational AML/KYC to lead a team of 3 and to provide AML/KYC expertise to the business! You will be reporting into the Chief Compliance Officer on the oversight of AML/KYC TA activities. As an Associate Director of Ope...

    • Hong Kong
    • HK$600000 - HK$720000 per annum
    • Posted 26 days ago

    Job Requirements 5 years' experience or above of compliance experience Bachelor's degree majoring in Business Administration/ Commerce/ Law or any related disciplines Independent and strong competence on Data management Fluent spoken and strong written English, Cantonese and Mandarin

    • London
    • Negotiable
    • Posted about 1 month ago

    Responsibilities Legal support and coordination of any projects that the Family Office is involved in or requires you to be involved in. Managing outside counsel, review of documentation and assistance with any legal issues. Drafting and reviewing legal documentation, including any agreements, co...

    • New York
    • Negotiable
    • Posted about 1 month ago

    We are currently working with a reputable full-service Investment Bank that is seeking an experienced M&A lawyer to join their Legal team. While they historically have been strong in the healthcare and life sciences industries, they have been expanding into other sectors and this position is a gr...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job Description Managing Compliance mandates with the regulators Manage Investment Compliance for the firm using Bloomberg AIM Perform compliance review and risk assessment to identify gaps Provide regulatory updates and compliance advice on business initiatives Liaise with regulators on handling...

    • Hong Kong
    • HK$552000 - HK$7440000 per annum
    • Posted about 1 month ago

    Job title: Head of Compliance Job Description: Reports to Head of Hong Kong and Chief Compliance Officer(Headquater) Individual Contributor in Hong Kong Office Understands that compliance and business should work alongside, not against Speaks Cantonese, highly proficient in reading traditional Ch...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Responsibilities: Provide advisory support to the global markets division according to the Bank's policy and the relevant rules and regulations Liaise with regulators and execute regulatory procedures and inspections Provide assistance on ad-hoc investigations including data gathering, analysis a...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A leading Crypto company is looking to hire a Legal Counsel for their team in Singapore as they are looking to grow a head office in Singapore. The successful candidate will have the opportunity to be part of the pioneer team in Singapore for one of the largest Crypto business in the world. Respo...

    • Boston
    • US$130000 - US$130001 per year
    • Posted about 2 months ago

    This Mid-sized Law Firm in the Greater Boston Area is seeking an individual with experience in real estate acquisitions, dispositions, financing, lease agreements. They have multiple practice groups and no minimum hours requirement. Experience: Experience in structuring and negotiating complex re...

    • New York
    • Negotiable
    • Posted about 2 months ago

    Description Provide legal advice and support to a variety of investment transactions including real estate debt and equity, private credit, and private asset classes Draft and negotiate various agreements, including investment documents, side letters, and vendor contracts Assist with regulatory a...

    • New York
    • Negotiable
    • Posted about 2 months ago

    We are currently working with a full-service commercial bank that is seeking an experienced banking attorney to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is considered one of the Best Banks in America. ...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A real estate investment management firm is looking for a Legal Counsel to join their growing team. You will be working closely with the existing legal team on complex transactions pertaining to real estate investments. Responsibilities: Draft, negotiate, review, a range of commercial agreements ...

    • Hong Kong
    • HK$480000 - HK$720000 per annum
    • Posted about 2 months ago

    Responsibilities Update the Policies according to the regulatory changes Handle regulatory reporting and inquiries from SFC and other regulators Manage external and internal audits, inspections, and investigations Conduct ad hoc projects when required Provide compliance training to front line sta...

    • Negotiable
    • Posted about 2 months ago

    Ein aufregendes neues internationales Fintech-Unternehmen sucht einen Senior Compliance Manager für sein Frankfurter Büro. Aufgaben: - Leitung des Compliance Management Systems - Implementierung von Prozessen und Entwicklung von Strategien - Aufbau eines eigenen Teams im nächsten Jahr - Schwerpun...

    • Chicago
    • Negotiable
    • Posted about 2 months ago

    Commercial Litigation Associate A well established and highly respected law firm based in Chicago is looking to expand their offices. Our client is growing their litigation team and looking to bring on a Commercial Litigation Associate. This is a great opportunity for junior-mid level attorneys w...

    • Boston
    • Negotiable
    • Posted about 2 months ago

    Opportunity to work with a next-generation robotics company developing a disruptive technology with the goal of increasing the efficiency of surgical procedures, improving patient outcomes, and reducing healthcare costs. They are looking for a Corporate Attorney with SEC experience to assist with...

    • New York
    • Negotiable
    • Posted about 2 months ago

    We are currently working with a boutique Investment Bank that is seeking an experienced M&A lawyer to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is growing exponentially. This position will play a critic...

    • San Francisco
    • Negotiable
    • Posted about 2 months ago

    We are currently working with a boutique Investment Bank that is seeking an experienced M&A lawyer to join their Legal team. This position is a growth hire and will give you the opportunity to be a key contributor to a reputable firm that is growing exponentially. This position will play a critic...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A regional wholesale bank is looking for an Assistant Manager to lead a client onboarding team. The individual will be responsible for the managing of account opening, KYC and periodic reviews. Responsibilities: Review account opening documentation for Corporate Clients/Financial Institutions in ...

    • Boston
    • Negotiable
    • Posted about 2 months ago

    *Multiple Roles* These positions support the AVP and Senior General Counsel in providing legal advice and support on various legal issues including with an emphasis on contract negotiation, commercial support, mergers and acquisitions, corporate issues, litigation, and financial transactions. Neg...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A major global provider of professional services is looking to appoint a Senior Manager to provide professional advisory on complex topics relating to AML, KYC, CDD, FCC, sanctions, and other financial regulations. The right individual will play a crucial role in protecting the reputation and bra...

    • Singapore
    • Negotiable
    • Posted about 2 months ago

    A management consulting firm with a global presence is looking to appoint a Senior Manager (Director-level) to lead a Compliance & Regulations team. The individual will play a vital role in helping to drive the firm's growth through business development and career development of team members. If ...

    • Amsterdam
    • €70000 - €100000 per annum
    • Posted about 2 months ago

    Are you a Data Analyst and ready for the next step in your career? Join this exciting trading firm that offers an impressive salary package and a stimulating and start-up atmosphere. If you love Big Data and trading and want your hard work rewarded then this could be the perfect next step in your...

    • Hong Kong
    • HK$780000 - HK$780001 per annum
    • Posted about 2 months ago

    At least 5 to 7 years' experience in AML/CFT compliance Trust or Corporate Service Provider Background is highly regarded Strong knowledge of both trust and company administration and investor services (fund admin)sectors Previous experience as Money Laundering Reporting Officer will be useful. A...

    • Taiwan
    • Negotiable
    • Posted 2 months ago

    Requirement: Needs to have Regulation Compliance experience (FSC) and a good grasp of Securities firm business Foreign Investment Bank experience is ideal All rounded Compliance Experience preferred Fluent in both English and Mandarin Experience in Offshore Product Licensing and Product Complianc...