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Found 50 jobs
    • Amsterdam
    • Negotiable
    • Posted about 5 hours ago

    Our client is a standard bearer in financial and legal services, trusted by many of the world's largest hedge fund managers, private equity firms and international corporations. Their distinction flows from their carefully curated team: 2,000+ professionals characterised by tenacity, ethics and e...

    • Hong Kong
    • HK$840000 - HK$840001 per annum
    • Posted about 9 hours ago

    Requirement University graduated in Law, Finance, Business Administration or relevant disciplines. At least 10 years of relevant experience in the AML/CFT area ideally with MLRO experience in TCSP Familiar with Regulators in different jurisdictions (e.g. BVI, Cayman Islands, Seychelles, Hong Kong...

    • London
    • Negotiable
    • Posted 4 days ago

    A rapidly growing FinTech is hiring a Head of Compliance in London! Our client is known as an innovative payment provider for international e-commerce businesses. With over 500 employees sitting in 6 countries and 3 continents, our client is a multinational company that is committed to constantly...

    • Amsterdam
    • Negotiable
    • Posted 5 days ago

    12 Month (Fixed Term Contract) A global trading venue situated in Amsterdam is seeking an experienced senior compliance officer, to become responsible for their regulated activities across Europe, in particular the operation of the multi-lateral trading facility. Our client trade across a number ...

    • Luxembourg
    • Negotiable
    • Posted 5 days ago

    An established leading Super ManCo is seeking a qualified Compliance Officer in Luxembourg. Some of the company's services include; Investment management, Risk Management, Administration Services and Compliance Monitoring. As the Compliance Manager you will have an important role in onboarding an...

    • Singapore
    • Negotiable
    • Posted 6 days ago

    A Statutory Board in the Legal Industry looking for a Mid-Senior Frontend Developer to empower legal professionals with great products and services Responsibilities of an Frontend Developer: Experienced JavaScript developer with proven expertise in React.js and associated technologies like Redux ...

    • Singapore
    • Negotiable
    • Posted 6 days ago

    Responsibilities of an Frontend Developer: Experienced JavaScript developer with proven expertise in React.js and associated technologies like Redux (2-5 years) Possesses the abilities, insight, and initiative to guide our teams and products through launch cycles, especially by juggling good engi...

    • New York
    • US$130000 - US$160000 per year
    • Posted 7 days ago

    Title: eDiscovery IT Analyst Salary: $150k base + bonus Location: Hybrid model based in NY - must be in office on Tuesdays **must have technical and eDiscovery experience** Summary: A successful investment banking company, headquartered in France, but with a large international presence is lookin...

    • Hong Kong
    • Negotiable
    • Posted 7 days ago

    Responsibilities: Lead and advise compliance checking and monitoring procedures Assist Head of Compliance and advise the business on investment compliance and business compliance related issues Review and update compliance issues and procedures Point of contact for external compliance consultants...

    • Hong Kong
    • Negotiable
    • Posted 7 days ago

    Responsibilities: Support the Head of Compliance in all compliance matters, including general compliance, investment compliance and business compliance Review internal compliance policies and procedures to ensure adherence to the region's regulatory requirements Advise internal business units on ...

    • Luxembourg
    • Negotiable
    • Posted 11 days ago

    A well-established and multinational third-party management company and a leading digitally-driven platform within the Global Asset Management industry is seeking a legal counsel. Our renowned client is well trusted by a great variety of financial institution including leading asset managers, pen...

    • London
    • £120000 - £160000 per annum + Bonus
    • Posted 13 days ago

    A top asset manager are searching for an experienced individual to help to implement a new Global Regulatory Compliance Testing program. As a Senior Compliance Testing Officer you will: Create and execute the Global Regulatory Compliance Testing program Focus on testing practices to ensure the in...

    • Amsterdam
    • Negotiable
    • Posted 17 days ago

    A leading corporate services provider is seeking a Senior Compliance Officer to take on a leading role within the compliance space. The role would include a great variety of tasks within the corporate and fund services space and will be reporting directly to the Head of Compliance and the Directo...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    A well-established multinational bank providing a great variety of services is seeking an AML Compliance Manager to assist the business on the second line. You would be joining a team focusing on investor services besides the traditional banking and be reporting directly to the MLRO/RC. The posit...

    • Luxembourg
    • Negotiable
    • Posted 18 days ago

    A Leading independent Third-Party Fund ManCo in Luxembourg is hiring an MLRO / RC of Funds to join their growing compliance team. Our client has been providing support to their Blue-Chip clients and leaders in their domestic market. Our client has a great number of €130 billion of Assets under Ma...

    • Luxembourg
    • Negotiable
    • Posted 19 days ago

    A multinational banking group and wealth manager with a significant global reach yet serving its clients on a local basis, as they are present in numerous financial centres around the world. Our client is seeking a legal counsel/team lead for the legal team in Luxembourg. Key Responsibilities: Le...

    • Luxembourg
    • Negotiable
    • Posted 19 days ago

    A consulting firm in tremendous develop is seeking a Compliance Manager to help developing the compliance department further. This consulting firm is serving numerous banks and investment fund managers within their Compliance, Audit and Risk departments, both on short- and long-term basis. You wo...

    • Luxembourg
    • Negotiable
    • Posted 20 days ago

    One of the most renowned large banks is hiring KYC/Onboarding Specialists to join their high-performing team. Our client has over 20,000 branches in 22 countries, employing more than 500,000 employees globally. As a KYC/Onboarding Specialist, you will be responsible for reporting to the team lead...

    • Luxembourg
    • Negotiable
    • Posted 20 days ago

    A leading Fund & Corporate Services Provider is seeking an AML analyst to join their compliance team in Luxembourg. This client has gone through incredible development and now operating on a worldwide scale with a very broad portfolio of client across the fund industry. Key Responsibilities: Perf...

    • Amsterdam
    • Negotiable
    • Posted 20 days ago

    A leading Fund & Corporate Services Provider is seeking an AML Analyst to join their compliance team in Amsterdam. This client has gone through incredible development and now operating on a worldwide scale with a very broad portfolio of client across the fund industry. Key Responsibilities: Perfo...

    • Hong Kong
    • Negotiable
    • Posted 20 days ago

    Our client is a top-tier boutique private bank that is currently looking for VP in regulatory compliance Job Responsibilities Independently manage regulatory reporting Perform regulatory monitoring and handle inquiries from regulators (HKMA, SFC) Participate in regulatory-driven projects Carry ou...

    • Hong Kong
    • Negotiable
    • Posted 24 days ago

    ABOUT Opening to join the compliance team in Hong Kong to support the law firm across Dubai, Hong Kong and Singapore. The work is focuses on AML/CFT and Sanctions work on new and existing clients. REQUIREMENTS The role will require a strong knowledge of the BVI, Cayman and Dubai AML/CTF law and g...

    • Hong Kong
    • Negotiable
    • Posted 24 days ago

    Job Responsibilities As an influential member of the team, you will carry out the Regulatory compliance monitoring programme on a risk-based approach. Below are the mainly objectives of your role: Develop, review and enforce compliance programmes in accordance with the policies and guidelines of ...

    • Hong Kong
    • Negotiable
    • Posted 24 days ago

    General job Description Report directly to the Head of Compliance (or COO for HF) regarding general compliance matters Update and improve the company's legal compliance policies and procedures Review the firm's various functions in compliance with regulatory requirements, identify regulatory risk...

    • Hong Kong
    • Negotiable
    • Posted 24 days ago

    Responsibilities General Compliance mandates Reviewing marketing materials Maintaining and developing the compliance program/policies (SFC) Conduct AML/CFT Sanctions related task Providing compliance advice to the business Compliance monitoring and liaising with regulators Requirement The success...

    • Hong Kong
    • Negotiable
    • Posted 24 days ago

    Responsibilities General Compliance mandates Reviewing marketing materials Maintaining and developing the compliance program/policies (SFC) Conduct AML/CFT Sanctions related task Providing compliance advice to the business Compliance monitoring and liaising with regulators Requirement The success...

    • Amsterdam
    • Negotiable
    • Posted 26 days ago

    A well-established insurer is seeking an experienced compliance officer to join their collaborate and initiative taking compliance team. Our client is a leading player within the insurance industry across borders and seeking a compliance officer with a strong focus on various monitoring activitie...

    • Luxembourg
    • Negotiable
    • Posted 27 days ago

    A Leading independent Asset Managers in Luxembourg is hiring an AML/CFT Compliance Officer to join their growing team. Having been around in the industry for over 20 years, specializing in Private Equity in Europe, our client has over 12 Billion Euros of AuM. Our renowned client operates business...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A prestigious Private Multi-AIFM is hiring a Compliance Officer. Our client has nearly 40 years of experience within the investment fund industry, continuing to offer excellent services in assisting fund managers, wealth managers, and private banks. The company always thrives and continues to not...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Analysing and assisting with the improvement and re-engineering of current processes and workflows Documenting through liaising with internal stakeholders Implement changes to processes by providing training and support Monitoring staff compliance and measuring performance metrics Drafting polici...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A large financial services bank is seeking a Regulatory Compliance Manager to join their Luxembourg team. With offices in sixteen countries, across four continents and circa 3.4 trillion euros in assets under their administration, this institution is easily one of the biggest. This individual wil...

    • Netherlands
    • Negotiable
    • Posted about 1 month ago

    A leading Asset Manager with worldwide presence is seeking a Medior KYC officer to join its team in the Netherlands. This asset manager is very well/established with a strong client base who benefits from the broad range of investment products offered. They are committed to intensity its focus on...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A well-established and multinational third-party management company and a leading digitally driven platform within the Global Asset Management industry is seeking an MLRO/RC. Our renowned client is well trusted by a great variety of financial institution including leading asset managers, pension ...

    • England
    • Negotiable
    • Posted about 1 month ago

    Description: Analysing and assisting current processes and workflow: Documenting business and liaise with internal stakeholders by making recommendations Implementing changes to processes Monitoring staff compliance and measuring performance metrics Drafting policies, procedures, training manuals...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    Our client is an international, growing, fast-paced institution that delivers high value services and solutions to a wide range of financial institutions. In this role you will work closely with the legal and finance account managers in different business lines, advising local laws and regulation...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A leading multinational corporate services provider is seeking a AIFM Compliance Manager to play a key role within the fund-oriented compliance team. This role would include a great variety of tasks from AML/CTF to regulatory compliance focusing on fund services across a variety of clientele and ...

    • Brussels
    • Negotiable
    • Posted about 1 month ago

    A global leading wealth service provider is seeking a Compliance Officer to run the local compliance and risk function. Our client is providing premier service for high-net-worth individuals, families, and institutions, and you would become of an innovative culture and a team that is committed to...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A renowned Swiss Private Bank is seeking a Compliance Officer to sit within the AML team to cover Luxembourgish and European policies and procedures. Our client has an international network spanning across 40 countries in 3 continents and manages assets for private clients globally, with their 3,...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    An established and leading Super ManCo is seeking a qualified compliance officer to join their growing team in Luxembourg. This company provides multiple services including; Investment Management, Risk Management, Administration Services and Compliance Monitoring. They are seeking a proactive ind...

    • Berlin
    • €110000 - €140000 per annum
    • Posted about 2 months ago

    Hauptaufgaben: Sie spielen eine wichtige Rolle bei allen rechtlichen und Compliance-Themen innerhalb des Unternehmens Sie arbeiten eng mit dem General Counsel und dem CCO zusammen. Sie haben eine strategische und beratende Position bei aufsichtsrechtlichen Themen wie z.B. MaRisk, WpHG, MaComp, Gw...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    General job Description Report directly to the Head of Compliance (or COO for HF) regarding general compliance matters Update and improve the company's legal compliance policies and procedures Review the firm's various functions in compliance with regulatory requirements, identify regulatory risk...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Responsibilities General Compliance mandates Reviewing marketing materials Maintaining and developing the compliance program/policies (SFC) Conduct AML/CFT Sanctions related task Providing compliance advice to the business Compliance monitoring and liaising with regulators Requirement The success...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A highly renowned Swiss asset manager is seeking a Deputy Chief Compliance Officer to join a highly motivated and very diverse team of compliance professionals in Luxembourg. With around 50 billion of assets under management, our client has developed some of the best investment strategies designe...

    • Hong Kong
    • HK$800000 - HK$800001 per annum
    • Posted about 2 months ago

    Job Responsibilities: Support daily investment operations including reconciliation, valuation check, corporate action handling, pricing and security data maintenance Handle the fund operations for SFC authorised funds and oversight of fund administrators Assist in internal KPI reporting and manag...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    ABOUT Opening to join the compliance team in Hong Kong to support the law firm across Dubai, Hong Kong and Singapore. The work is focuses on AML/CFT and Sanctions work on new and existing clients. REQUIREMENTS The role will require a strong knowledge of the BVI, Cayman and Dubai AML/CTF law and g...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Duties: Analyse regulatory requirements and translate those requirements into compliance rules in the firms' compliance systems; Handle licensing/regulatory applications and regulatory filings required by SFC, SEC, NFA etc and ensure timely submission thereof; Conduct compliance review, monitorin...

    • Frankfurt am Main
    • €80000 - €110000 per annum
    • Posted about 2 months ago

    As a Compliance officer, you will: Coordinate the global anti-financial crime and compliance risk analyses Create and develop internal guidelines and work instructions. Advise on conflicts of interest, especially in the area of employee compliance. Setting up the control room and dealing with iss...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A multinational Bank is seeking an AML/KYT Analyst to join a collaborate compliance team, where you would be reporting directly the conducting officer and work closely with a Senior AML oriented Compliance Officer. Our client is one of the largest financial services meaning they provide a wide ra...

    • Hong Kong
    • Negotiable
    • Posted 2 months ago

    Responsibilities: Assist in Corporate, Finance and Capital Markets matters Prepare, translate and draft Corporate documents including but not limited to share transfer form, consent to act, resignation letter Liaise with and communicate with external counsel and clients for due diligence and comp...

    • Luxembourg
    • Negotiable
    • Posted 2 months ago

    A leading asset manager is seeking a driven and open-minded senior compliance officer, who is seeking a role with huge potential to learn and grow into a role with more responsibility. Your tasks would vary greatly, and you would be reporting directly to the Head of Compliance. This role will ena...

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