Financial Compliance Jobs | Search & Apply Today

Found 55 jobs
    • Amsterdam
    • Negotiable
    • Posted about 5 hours ago

    A Multinational Bank is seeking an KYC officer to enter a relatively multicultural team working in multiple locations. Our client is one of leading bank on a global scale and is always looking for bright talent and can provide them with the opportunities to develop within the organisation. Key Re...

    • Amsterdam
    • Negotiable
    • Posted about 6 hours ago

    A leading FinTech is seeking a driven AML officer, who is looking for an opportunity to grow within an organisation in expansion. Our client is operating across Europe and will provide you with the opportunities to develop at an outstanding rate. You would become part of a dynamic team working ac...

    • Munich
    • €125000 - €150000 per annum
    • Posted 1 day ago

    An international private banking group are looking for a new Head of Compliance for their Munich Branch. Job description: Working closely with regulators and internal stakeholders on all compliance topics Discuss with other international branches on regulatory topics Assist with legal matters (la...

    • Zurich
    • €130000 - €150000 per annum + CHF
    • Posted 2 days ago

    A leading name in the Asset Managment space are currently searching for an expereinced Compliance professional to join their team. As a Senior Compliance Officer you will: Keep informed on regulatory updates within the Investment Funds and Asset Management space Implement procedural changes to st...

    • Luxembourg
    • Negotiable
    • Posted 7 days ago

    A multinational bank is seeking a driven compliance officer to work closely with the current Head of Compliance in their Luxembourg branch. You would take on a variety of responsibilities and tasks which enables you to broaden your compliance knowledge tremendously. Key Responsibilities: Support ...

    • Hong Kong
    • £107 - £10000001 per annum
    • Posted 7 days ago

    Requirements * Oversight compliance with financial and regulatory requirements * Preparation of regulatory returns for the HKMA and SFC * Internal regulatory reporting * Licensing for SFC type 1 and 7 * Develop relationship with key stakeholders across Hong Kong * Implementing Finance projects th...

    • Hong Kong
    • HK$40000 - HK$50000 per month
    • Posted 8 days ago

    Job Responsibilities: Client service contact through email and phone Client review KYC/AML client onboarding Handle client reporting and data update Job requirements: Minimum 3 years experience of client servicing and sales support. Related experience in front office is preferable Proficient in m...

    • Luxembourg
    • Negotiable
    • Posted 8 days ago

    A top Swiss Boutique Asset Manager specialized in Healthcare, Private Equity, and Multi Asset is now hiring for Legal / Compliance Officer role. Our client develop solutions to create positive differences for a much greater sustainable world. Key responsibilities: Managing general Compliance rela...

    • Luxembourg
    • Negotiable
    • Posted 9 days ago

    A leading asset manager is seeking a driven and open-minded senior compliance officer, who is seeking a role with huge potential to learn and grow into a role with more responsibility. Your tasks would vary greatly, and you would be reporting directly to the Head of Compliance. This role will ena...

    • Hong Kong
    • HK$75000 - HK$90000 per month
    • Posted 10 days ago

    Job description: Provide quality compliance advisory to ensure compliance with all applicable statutory. Develop, revise, maintain polices and procedures Conduct compliance review on applicable statutory and regulatory Monitor new regulatory developments and news to branch business Job requiremen...

    • Hong Kong
    • Negotiable
    • Posted 12 days ago

    Job description: Assist in the creation and maintenance of investment funds documentation database; Manage fellow compliance managers and work side to side with compliance consultants to support the SFC licensing, monitoring, and other regulatory documents; Prepare basic corporate and/or legal do...

    • Hong Kong
    • Negotiable
    • Posted 12 days ago

    Job description: Assist in the creation and maintenance of investment funds documentation database; Manage fellow compliance managers and work side to side with compliance consultants to support the SFC licensing, monitoring, and other regulatory documents; Prepare basic corporate and/or legal do...

    • Hong Kong
    • Negotiable
    • Posted 12 days ago

    Job description: Assist in the creation and maintenance of investment funds documentation database; Manage fellow compliance managers and work side to side with compliance consultants to support the SFC licensing, monitoring, and other regulatory documents; Prepare basic corporate and/or legal do...

    • Luxembourg
    • Negotiable
    • Posted 15 days ago

    A leading digitally driven industry platform for the Global Asset Management Industry and one of the largest third-party management company in the world is seeking a motivated Compliance Officer. This company is well trusted by leading asset managers, pension funds and wealth managers, insurance ...

    • Brussels
    • Negotiable
    • Posted 15 days ago

    A global leading wealth service provider is seeking an Anti-Money-Laundering (AML) officer. Our client is providing premier service for high-net-worth individuals, families, and institutions, and you would become part of an innovative culture and a team that is committed to provide high quality s...

    • Hong Kong
    • Negotiable
    • Posted 17 days ago

    Job Responsibilitiesies: To prepare and retrieve information and documents in response to regulatory enquiries from regulators Coordinating with other teams and providing support in dealing with regulators Daily monitoring of funds and accounts pre and post trading using Bloomberg CMGR to ensure ...

    • Hong Kong
    • Negotiable
    • Posted 18 days ago

    Responsibilities: Review and advice on all types on investment banking transactions including IPOs, ECM transactions, M&A Advisor (public and private) and equity-linked product transactions Work with business teams to design the structure and terms of financial products and transactions Participa...

    • Hong Kong
    • Negotiable
    • Posted 18 days ago

    Job description: Monitor and advise Private Banking activities in compliance perspective Provide ongoing guidance to business on compliance and regulatory requirements Act as the Reviewer for the Product Due Diligence work prepared by the Product Team of Private Banking Liaise with front office a...

    • Luxembourg
    • Negotiable
    • Posted 21 days ago

    A multinational financial services provider is seeking an Anti-Money Laundering Compliance Officer to play a key role in the first line of defence. Our client provides premier asset, custody, payments, and treasury services for financial and other institutional investors around the globe. Key Res...

    • Amsterdam
    • Negotiable
    • Posted 21 days ago

    A well-established multinational bank is seeking a Compliance Manager to join its enthusiastic and entrepreneurial Amsterdam branch. This role will give you the opportunity to take initiatives and grow even further with the company. Your tasks will be focused on the Financial Markets, and you wil...

    • Luxembourg
    • Negotiable
    • Posted 21 days ago

    A well-established multinational asset manager is seeking a Financial Crime Officer to lead the first line of defence. You will enter a very international team committed to provide the best service to its clients. You would be the owner and the go to person for the first line, thereby you will ha...

    • Berlin
    • €60000 - €80000 per annum
    • Posted 21 days ago

    An established FinTech are currently looking for a KYC Specialist to join their team. The position will be based in either Berlin or Munich and offers great working-from-home options. As a Senior KYC Manager you will: Be a senior member of the team supporting those more junior Work on complex cor...

    • Berlin
    • €65000 - €95000 per annum
    • Posted 21 days ago

    One of Berlin's top FinTech's are currently searching for a GDPR Compliance Manager to assist in their Data Protection department. Your responsibilities as a GDPR Compliance Officer: Develop and maintain a thorough and complete understanding in which the business operates and the resulting Data P...

    • Frankfurt am Main
    • €90000 - €135000 per annum
    • Posted 21 days ago

    One of Europes largest finanical institutions are currently looking for a strong Compliance professional to join their Investment Banking Compliance Team. The position will either be at AVP or VP level. Your role : Work closely with the first line of defence to challenge, educate, and guide on co...

    • Luxembourg
    • Negotiable
    • Posted 22 days ago

    A renowned Swiss Asset Manager is seeking a Compliance and Risk Manager to oversee all Compliance risks and regulations. Our client is providing management services pursuing Real Estate, Infrastructure, and Senior Secured Loan strategies of corporate and contractual form. You will be required to ...

    • Hong Kong
    • HK$1100000 - HK$15000000 per annum
    • Posted 23 days ago

    Job description: Responsible on pre-trade and post-trade monitoring across multi asset guideline restrictions on Bloomberg Review and advise on product marketing materials Maintain and review company's policies, procedures and practices Work closely with business team to provide compliance suppor...

    • Hong Kong
    • HK$900000 - HK$1100000 per annum
    • Posted 23 days ago

    Job Responsibilities: Maintain Control Room related policies and procedures Support IBD and research compliance advisory Coordinate with IBD and other private-side business Deliver Control Room Compliance training Manage Information Barriers Surveillance program Job Qualification 5-10 years solid...

    • Los Angeles
    • Negotiable
    • Posted about 1 month ago

    Our client, one of the largest multinational insurance organizations in the United States, is looking for an Associate General Counsel to join their Individual Retirement team. This is an exciting opportunity to join a company offering a wide range of insurance solutions, including casualty insur...

    • Los Angeles
    • Negotiable
    • Posted about 1 month ago

    Our client, one of the largest multinational insurance organizations in the United States, is looking for an Assistant General Counsel to join their Individual Retirement team. This is an exciting opportunity to join a company offering a wide range of insurance solutions, including casualty insur...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A multinational third party management company is seeking a Senior Funds Lawyer to support the business from a legal and regulatory perspective in Luxembourg. You will be in charge of providing clear advice to the board of directors and line of business on all legal obligations which may impact t...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A global leading wealth service provider is seeking a Compliance Manager, with specific focus on AML-KYC activities and initiatives. Our client is providing premier service for high-net-worth individuals, families, and institutions, and you would become of an innovative culture and a team that is...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    A global proprietary trading firm with a focus on algorithmic and high-frequency trading strategies, is seeking a Senior Legal Counsel to serve the legal needs of their Dutch and European branches. You will work actively with business units across the firm to advise on a broad range of legal issu...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    A multinational diverse trading firm are seeking is seeking an experienced senior compliance officer responsible for all EU-based compliance activities. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you ar...

    • Hong Kong
    • HK$960000 - HK$960001 per annum
    • Posted about 1 month ago

    Job Description * Acting as the Team Lead of AML Compliance Testing and ensuring control/monitoring function is performing effectively and efficiently * Leading team in conducting AML compliance self-review and testing * Liaising with internal departments and management in identifying objectives ...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job Responsibilities: Assist Chief Compliance Officer to develop and maintain comprehensive compliance strategy Establish standardised approach for AML to adhere to internal and external requirements and regulations Lead the review of existing compliance frameworks and procedures to ensure the fi...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job descriptions: Manage portfolio for different funds Provide all-rounded fund service solutions Reviewing all Financial Statements and ad-hoc client deliverable in relation to providing fund administration services Collaborate with other teams to assist in new client on-boarding Manage in new a...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job responsibilities: Provide pre- and post-trade investment monitoring Provide compliance support on various private and and public equity funds Provide advice on compliance, regulatory, policy and reputational issues. Ensure appropriate policies and procedures are in place Job requirements: 5+ ...

    • Hong Kong
    • HK$70000 - HK$80000 per month
    • Posted about 1 month ago

    Job description: Develop, implement and maintain AML and Sanction policies and procedures Participate in monthly AML / Sanctions meetings with US or non- US management Provide advice, technical guidance and support services across functional teams Implement Transaction Monitoring program Develop,...

    • Amsterdam
    • Negotiable
    • Posted about 1 month ago

    A Multinational Corporate Bank, with strong European roots is currently seeking an AFC testing officer to provide a hands on experience within a growing team of 3 highly qualified professionals. You will be delegated to provide assurance on the design and operating the business control environmen...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Job Responsibility Review and update compliance policies and procedures Drive and manage compliance-related projects Act as a subject matter expert on relevant regulations and policies Advise management and employees on compliance matters and keep informed about regulatory developments Provide ad...

    • Raleigh
    • Negotiable
    • Posted about 1 month ago

    We are partnered with a leading global investment bank and financial services firm who is looking to add a controls professional to provide oversight to their non - financial risks and compliance risks. Your primary responsibility will be to conduct reviews of risk and control assessments to ensu...

    • Hong Kong
    • HK$600000 - HK$840000 per annum
    • Posted about 2 months ago

    Job responsibilities: Provide compliance oversight and support AM to provide advice on how to conduct Fintech & Retail Business Develop, draft and maintain compliance policies and procedures Handle ad hoc tasks assigned by Head of Business Advisory Compliance Job qualification: Solid regulatory a...

    • Hong Kong
    • HK$1080000 - HK$1440000 per annum
    • Posted about 2 months ago

    Job Responsibilities: Provide compliance oversight and support for AMD personnel and provide advice on how to conduct AM's business Develop, draft and maintain compliance policies and procedures Perform pre and post-trade investment monitoring Job Qualification: Solid regulatory advisory experien...

    • Hong Kong
    • HK$1080000 - HK$1440000 per annum
    • Posted about 2 months ago

    Job Responsibilities: Provide advice on compliance, regulatory and policy with special focus on product suitability Ensure the polices and procedures are in place Update new policies in response to regulatory drivers Handle ad hoc tasks assigned by Head of Business Advisory Compliance Job Qualifi...

    • Berlin
    • Negotiable
    • Posted about 2 months ago

    Eine multinationale Investmentbank sucht für ihre Retail-Niederlassung in Berlin den nächsten Vice President Compliance. Sie sind verantwortlich für die strategische Beratung bei allen regulatorischen Compliance-Projekten und spielen eine entscheidende Rolle bei der Entwicklung von Geschäftsiniti...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A global leading wealth service provider is seeking a Senior Compliance Officer, with specific focus on AML-KYC activities and initiatives. Our client is providing premier service for high-net-worth individuals, families, and institutions, and you would become of an innovative culture and a team ...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A multinational Swiss private bank, headquartered in Zurich is seeking a Senior AML/CTF Officer for its Fund Services space in Luxembourg. The bank's services comprise asset management, investment counselling, securities brokerage, estate planning and a full array of banking services as Investmen...

    • San Francisco
    • US$225000 - US$225001 per year
    • Posted about 2 months ago

    Qualifications JD, membership of at least one state bar (CA preferred) 7+ years of experience in the Healthcare and/or Tech industry (HealthTech highly preferred) Strong background in the Healthcare Regulatory space (HIPAA, CCPA, etc) Close collaboration with Product management/development teams ...

    • Seattle
    • Negotiable
    • Posted about 2 months ago

    One of the largest and most reputable tech giants is growing their legal department! The Contracts Manager will work out of the corporate office under the commercial operations of one of the various departments in either Arlington, Virginia or Seattle, Washington. As a Contracts Manager, you will...

    • Los Angeles
    • Negotiable
    • Posted about 2 months ago

    Our client is changing the way that wine is produced and consumed in our everchanging world. By using data detailing taste preferences of customers, our client have created a full door to door experience (from production of wine to delivery to your door). Not only is our client changing the wine ...

    • San Mateo
    • US$200000 - US$200001 per year
    • Posted about 2 months ago

    Responsibilities: Advise clients on issues related to consumer protection, internet law, online platforms and subscription services, digital distribution/marketplaces Strong ability to explain complex legal issues in basic terms for the non-legal stakeholders Provide day-to-day legal advice to ot...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Responsibilities: Drafting, reviewing, commenting and proof-reading commercial agreements and documents written in English and Chinese; Performing legal research, assisting in perfecting the internal legal system; Provide legal and compliance support to company business units in Hong Kong, overse...

    • Amsterdam
    • Negotiable
    • Posted about 2 months ago

    Are you ready to kick off your career in one of the Europe's most established financial institutions? Do you have a strong interest in Financial Crime? Our client, a longstanding European FS institution are currently seeking to develop their Financial Crime department in Amsterdam through the hir...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A multinational financial services provider is seeking an Anti-Money Laundering Officer to play a key role in the first line of defence. Our client provides premier asset, custody, payments, and treasury services for financial and other institutional investors around the globe. Key Responsibiliti...

    • Hong Kong
    • HK$720000 - HK$960000 per annum
    • Posted about 2 months ago

    Responsibilities: Provide advisory services on AML/CFT matters to internal stakeholders Review Policies and Processes Manuals updated by other business and non-business divisions or functions related to AML/CFT procedures Design and deliver AML/CFT training to all staff Handle any ad-hoc tasks as...