Financial Compliance Jobs | Search & Apply Today

Found 95 jobs
    • Luxembourg
    • Negotiable
    • Posted 4 days ago

    Role: Compliance Officer Reporting to: Compliance Manager Location: Luxembourg We have been engaged by a leading private equity and real estate fund administrator with the hire of a Compliance Officer for their Luxembourg entity. This role will be a member of the Legal and Compliance team and wil...

    • Luxembourg
    • Negotiable
    • Posted 5 days ago

    An investment manager is seeking a Compliance Manager to join their team. This group offers institutional investors a vertically integrated platform for real estate investments across Europe and the US. They lead the German-speaking market in developing innovative investment products using both e...

    • Zurich
    • £100000 - £120000 per annum + CHF
    • Posted 5 days ago

    Summary: My client is a European based private bank and has branches in multiple countries. They are keen to add a German speaker compliance officer with strong AML knowledge in their Zurich branch. Tasks: -Dealing with AML and Cross-border tasks -Assisting in training of employees -Monitoring tr...

    • Zurich
    • £100000 - £120000 per annum
    • Posted 5 days ago

    Summary: My client is a European based private bank and has branches in multiple countries. They are keen to add a German speaker compliance officer with strong AML knowledge in their Zurich branch. Tasks: -Dealing with AML and Cross-border tasks -Assisting in training of employees -Monitoring tr...

    • Luxembourg
    • £80000 - £80001 per annum
    • Posted 6 days ago

    An exciting and upstanding Fintech are searching for a Chief Compliance Officer to join their closeknit Team. The Fintech specialises in socially responsible investments and sustainability. This is a dynamic role involving collaboration with different teams both internally in Luxembourg and exter...

    • Luxembourg
    • Negotiable
    • Posted 6 days ago

    Role: Junior Compliance Officer Reporting to: Compliance Manager Location: Luxembourg We have been engaged by a leading private equity and real estate fund administrator with the hire of a Junior Compliance Officer for their Luxembourg entity. This role will be a member of the Legal and Complianc...

    • Munich
    • Negotiable
    • Posted 10 days ago

    An exciting Payments Provider under Global Banking Group are currently on the search for an AML Specialist for their Munich office. Tasks: Tracking, analyzing, and generating action-inspiring ideas from legal and regulatory developments. involvement in initiatives to put (new) regulatory requirem...

    • Munich
    • Negotiable
    • Posted 10 days ago

    An exciting Payments Provider under Global Banking Group are currently on the search for an AML Specialist for their Munich office. Tasks: Investigation of client transaction abnormalities using deployed monitoring tools and other sources of information. Conducting checks to ensure that legal and...

    • Zurich
    • £100000 - £120000 per annum + CHF
    • Posted 12 days ago

    Job title: Senior Compliance Officer 80 - 100 % (w/m/d) Location: Eastern Switzerland Salary: 100,000CHF-120,000CHF Company Summary: My client is one of the largest regional bank located in the Eastern Switzerland. They are eager to add a Senior Compliance officer to their HQ! Tasks: Dealing with...

    • Zurich
    • £100000 - £120000 per annum + CHF
    • Posted 12 days ago

    Location: Eastern Switzerland Salary: 100,000CHF-120,000CHF Company Summary: My client is one of the largest regional bank located in the Eastern Switzerland. They are eager to add a Senior Compliance officer to their HQ! Tasks: Dealing with external/internal compliance issues in the areas of cro...

    • Zurich
    • £100000 - £120000 per annum + CHF
    • Posted 12 days ago

    Location: Eastern Switzerland Salary: 100,000CHF-120,000CHF Company Summary: My client is one of the largest regional bank located in the Eastern Switzerland. They are eager to add a Senior Compliance officer to their HQ! Tasks: Dealing with external/internal compliance issues in the areas of cro...

    • Berlin
    • Negotiable
    • Posted 13 days ago

    An exciting Global Consultancy Firm is currently on the search for an AML Specialist for their Berlin office. Tasks: Operational procedures in the delicate areas of compliance and financial crime prevention must be implemented and supported. Participation in the areas of KYC or SAR filing. Prepar...

    • Paris
    • Negotiable
    • Posted 13 days ago

    Role: Compliance Officer Reporting to: Head of Legal and Compliance Location: Paris, France We have been engaged by a multinational bank to find a Compliance Officer to join their Paris branch. With Headquarters in London and presence in 14 countries across 3 continents, this bank is a leader on ...

    • Luxemburg
    • Negotiable
    • Posted 13 days ago

    We are currently assisting a renowned Swiss Private Bank in seeking a Regulatory Reporting Analyst. Our client has an international network spanning 40 countries on 3 continents and manages assets for private clients globally, with their 3,000 employees. With more than 25 years in the industry, o...

    • Berlin
    • Negotiable
    • Posted 14 days ago

    An exciting Global Consultancy Firm is currently on the search for an Anti-Financial Crime Manager for their Berlin office. Tasks: Disciplinary leadership of a team as well as managing projects in the field of anti-financial crime. Developing new areas of study, presenting your own concepts and s...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    A very well-established asset manager working across continents is seeking an AML Compliance Officer for their compliance team sitting in Luxembourg. This client targets investments across multiple asset classes in sustainable products and is truly one of the pioneers in this space. Your Role: De...

    • England
    • Negotiable
    • Posted 17 days ago

    Role: Legal Counsel Reporting to: Associate General Counsel Location: London, UK I have been engaged by a leading global bank to assist with their search for Legal Counsel in London. In this role you will be responsible for providing legal and regulatory advice on products, strategies and policie...

    • Zurich
    • €120000 - €200000 per annum + CHF
    • Posted 17 days ago

    External Asset Manager Governance Officer (m/w/d) Senior level One of Europe's largest private banks are currently looking to hire an External Asset Managers Governance Officer that will be reporting directly to the Head Governance & Management Office for the External Asset Managers (Externen Ver...

    • Brussels
    • Negotiable
    • Posted 17 days ago

    I have been engaged by a hyper-growth FinTech to find them a Specialist KYC Onboarding Analyst. With headquarters in London and presence in more than 20 countries worldwide this fintech is a perfect example of a fintech success story. The Role Take on a central role in the onboarding team with de...

    • Luxembourg
    • Negotiable
    • Posted 19 days ago

    We are currently representing a large corporate services client across Europe. Our client is a global leader in funds services, with almost $2 trillion in assets under administration, employing more than 10,000 employees in over 80 countries all over the world. The Candidate At least 3 years of e...

    • Luxembourg
    • Negotiable
    • Posted 20 days ago

    A well-established multinational bank providing a great variety of services is seeking an Advisory Compliance Manager to assist the business on broad compliance topics. You would be joining an experienced team focusing on providing advise the business on a great variety of compliance topics. This...

    • Amsterdam
    • Negotiable
    • Posted 22 days ago

    Role: Chief Compliance Officer Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: CEO, Amsterdam/London A global payment provider is seeking a chief compliance officer, to become responsible for all compliance activities for their hub in Amsterdam. Our client is seeking...

    • Luxembourg
    • Negotiable
    • Posted 24 days ago

    We have been engaged by an exciting fund management company to find their new Oversight Manager. In this role the successful candidate will be responsible for the supervision of the company's transfer agent partners, distributors and clients. Furthermore they will be responsible for the oversight...

    • Zug
    • £100000 - £130000 per annum + CHF
    • Posted 25 days ago

    Company Summary: My client is one of the largest commodity trading firms worldwide. Currently, they are looking someone with Anti-Corruption and Bribery experienced lawyer within their Zug branch. My client offers a relocation support and a great package of benefits as well! Tasks: Reporting to G...

    • Cologne
    • Negotiable
    • Posted 25 days ago

    An exciting German credit institution for one of the world's largest automobile manufacturers are looking for a Compliance Specialst to join their German headquarters in Cologne. Tasks: Development, execution, and upgrading of internal policies, including employee training, to stop the institutio...

    • Frankfurt am Main
    • Negotiable
    • Posted 26 days ago

    One of Europe's prestigious private banks are currently looking for a Compliance Officer to join their Frankfurt-based team. As a Compliance Officer, you will: Be a key contact point to the business on all topics related to Kapitalmarkt Compliance Be part of a team that focusses primiarily on MiF...

    • Amsterdam
    • Negotiable
    • Posted 27 days ago

    A client of our, which is a major Institution in the Dutch Financial Services but also worldwide, is seeking an experienced Compliance Officer to Lead their Testing and Monitoring function across the entire group. Your Role: Develop and implement the testing strategies & framework across the grou...

    • Amsterdam
    • Negotiable
    • Posted 27 days ago

    Role: Legal Counsel Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: General Counsel, Amsterdam A renowned proprietary trading firm with a focus on algorithmic and high-frequency trading strategies, is seeking an experienced legal counsel to serve the legal needs of t...

    • Luxembourg
    • Negotiable
    • Posted 28 days ago

    We have been engaged by a private wealth management group to find them a Transfer Agent and AML Officer. This company has more than 20 locations across the world with over 4000 employees. They have established a fund administrator in Luxembourg and are now seeking a highly motivated individual to...

    • Luxembourg
    • Negotiable
    • Posted 28 days ago

    We have been engaged by a private wealth management group to find them a Compliance Officer/RC. This company has more than 20 locations across the world with over 4000 employees. They have established a fund administrator in Luxembourg and are now seeking a highly motivated individual to focus on...

    • Beijing
    • Negotiable
    • Posted 29 days ago

    As a part of the M&A legal division, you will play a crucial role for one of Fortune 500's mos admired companies from day one and assisting the team regarding legal and regulatory issues. RESPONSIBILITIES You will join a sizeable legal team and work closely with the Associate General Counsel and ...

    • Beijing
    • Negotiable
    • Posted 29 days ago

    As a lawyer specialising in the Business Unit division, you will play a crucial role for one of Fortune 500's most admired companies from day one and assist the team regarding legal and regulatory issues adhering to the overall company policies. RESPONSIBILITIES You will join a sizeable legal tea...

    • Beijing
    • Negotiable
    • Posted 29 days ago

    As a Litigation lawyer, you will play a crucial role for one of the leading European tech companies from day one and assisting the team regarding legal and regulatory issues. RESPONSIBILITIES You will join a sizeable legal team and work closely with the Associate General Counsel and other busines...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Responsibilities Include: Assisting with the supervision of the team Managing the internal operations of the team Assisting with the overall management of the business line Assisting with cultivating relationships with key clients, coordinating marketing, risk reporting and budget preparation and...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    We have a current opportunity for a Manager, Credit Documentation on a permanent basis. The position will be based in Hong Kong. For further information about this position please apply. Please find the JD below: Job Description: Manager, Credit Documentation, Private Banking Ops Role Responsibil...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    We are currently representing a major financial services provider with 100 years of experience since it was launched. Our client is within the top 200 among Fortune Global 500 in terms of operating income. Our client scope includes corporate and institutional banking, loan syndications, and corpo...

    • Beijing
    • Negotiable
    • Posted about 1 month ago

    As a Legal Counsel for the M&A team, you will play a crucial role for a leading European tech company from day one and drive all regulatory and compliance related issues. RESPONSIBILITIES You will join a sizeable team and assist in multi-jurisdictional M&As, post integration restructuring, struct...

    • China
    • Negotiable
    • Posted about 1 month ago

    As a legal counsel in the Litigation Division, you will play a crucial role for one of the leading European tech companies from day one and assist the team regarding legal and regulatory issues. RESPONSIBILITIES You will be advising on products and services, including contract negotiation and doc...

    • China
    • Negotiable
    • Posted about 1 month ago

    As a legal counsel for the Business Unit, you will play a crucial role for one of the leading European tech companies from day one and assist the team regarding legal and regulatory issues adhering to the overall company policies. RESPONSIBILITIES You will join a sizeable legal team and work clos...

    • London
    • Negotiable
    • Posted about 1 month ago

    Role: Compliance Officer (12 Month Contract) Location: London, UK Salary: Competitive and Candidate Dependent Reporting To: CCO, London We are currently representing a European MTF who is seeking a compliance officer, to sit within their compliance advisory team in London. Our client trade across...

    • Zurich
    • CHF
    • Posted about 1 month ago

    Senior/ Junior - Financial Crime Prevention Sanctions Analyst (m/f/d) One of the leading Banking Group in Switzerland are looking for a Financial Crime Prevention Sanctions Analyst that can join on both Senior and Junior levels. Your responsibilities: Mapping regulatory requirements and innovatio...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

    • Hong Kong
    • HK$23000 - HK$23001 per month
    • Posted about 1 month ago

    Company Overview Our client is a leading foreign financial services firm providing extensive corporate banking services to clients worldwide including corporations, financial institutions, governments and individuals. They are looking for a KYC Analyst to handle documentation checking and monitor...

    • Negotiable
    • Posted about 1 month ago

    As an M&A lawyer, you will play a crucial role for one of the leading European tech companies from day one and assisting the team regarding legal and regulatory issues. RESPONSIBILITIES You will join a sizeable legal team and work closely with Senior Legal Counsel and other business leaders You w...

    • China
    • Negotiable
    • Posted about 1 month ago

    As a Litigation lawyer, you will play a crucial role for one of the leading European tech companies from day one and assisting the team regarding legal and regulatory issues. RESPONSIBILITIES You will join a sizeable legal team and work closely with Senior Legal Counsel and other business leaders...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A leading multinational Fund Corporate Services Provider is seeking an AML/KYC Manager to be a hands-on lead of the first line. You would be focusing on fund services across a variety of clientele and would be reporting directly to the Director of Compliance. Your Responsibilities: Manage a group...

    • Hong Kong
    • HK$600000 - HK$600001 per annum
    • Posted about 1 month ago

    Company Information Our client is one of the fastest growing multi manager Hedgefund in Hong Kong with very good traction of hiring top-end talents. They would like to add a new headcount in their operations team (currently a team of 4). Responsibility: Perform fund operations work including trad...

    • Brussels
    • Negotiable
    • Posted about 1 month ago

    Role: AML Officer Reporting to: Head of Compliance Location: Brussels, Belgium We are representing a leading private bank in the wealth management sector as they search for an experienced AML Officer to join their Brussels Office. In this role you will join the AML Compliance team and be responsi...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    We are currently representing one of the leading cryptocurrency exchanges in Luxembourg. Our client has been in the industry for 7 years, having offices in 3 countries on 3 different continents employing over 200 employees. Our client has over €190 billion in global transactions volume in 2021, a...

    • Darmstadt
    • Negotiable
    • Posted about 1 month ago

    About us An international leader in the component testing and measurement industry are currently searching for a Trade Compliance Specialist. The work offers very flexible Work-From-Home options, with full remote possible. Their may be the necessity to be in the office at short notice so living a...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Responsibilities Include: Assisting with the supervision of the team Managing the internal operations of the team Assisting with the overall management of the business line Assisting with cultivating relationships with key clients, coordinating marketing, risk reporting and budget preparation and...

    • Frankfurt (Oder)
    • Negotiable
    • Posted about 2 months ago

    An exciting multinational bank with operations in consumer, corporate and institutional banking, and treasury services are looking for a CFCC, Data and IT Compliance Specialist to join their Frankfurt office. Tasks: Keep up to date with legislative and regulatory developments, especially those pe...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A well-established multinational bank providing a great variety of services is seeking an AML Compliance Senior Manager to advise the business on all matters related to Financial Crime. You would be joining a team focusing on investor services besides the traditional banking and be reporting dire...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Company Overview A leading global financial services firm providing a wide range of corporate banking services to clients worldwide is currently seeking an individual with strong communication and interpersonal skill to join the Legal & Compliance team as an Assistant Vice President for AML opera...

    • Hong Kong
    • HK$23000 - HK$23001 per month
    • Posted about 2 months ago

    Company Overview Our client is a leading foreign financial services firm providing extensive corporate banking services to clients worldwide including corporations, financial institutions, governments and individuals. They are looking for a KYC Analyst to handle documentation checking and monitor...

    • Zug
    • £100000 - £130000 per annum + CHF
    • Posted about 2 months ago

    Salary 100,000 CHF- 130,000 CHF Company Summary: My client is one of the largest commodity trading firms worldwide. Currently, they are looking someone with Training and Compliance experience within their Zug branch. They also offer a relocation support and a great package of benefits as well! Ta...

    • Zurich
    • €230000 - €300000 per annum + CHF
    • Posted about 2 months ago

    A FinTech financial service provider just opened their branch in Zurich and they are looking for someone to build up the compliance team as the Head of Legal and Compliance. Your challenge: Responsibility for the comprehensive legal & compliance day-to-day business and reporting directly to the r...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Our Client One of the largest Chinese asset management firm is looking to add an investment compliance individual with Bloomberg AIMS (CMGR) experience. Job Responsibility Perform pre-trade and post-trade compliance check on investments / fund portfolios via the use of Bloomberg AIM; Approve / re...

    • Hamburg
    • Negotiable
    • Posted about 2 months ago

    An exciting central commercial real estate company is looking for a Procurement Manager to join their Hamburg office. Tasks: The processing and full implementation of EU-wide award procedures for works, supplies, and services will be your primary responsibility. In particular before, during, and ...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    As an Associate / VP derivatives lawyer, you will play a crucial role from day one and assisting the team regarding legal and regulatory issues relating to the structures of a series of transactions. RESPONSIBILITIES Draft and review OTC equity derivatives, prime brokerage transactions and financ...

    • Zurich
    • Negotiable
    • Posted about 2 months ago

    Company Summary: My client is one of the fastest growing start-up with in compliance software services. They are looking a German speaker to lead the compliance function with risk management experience. In addition to the base salary, my client is offering an attrractive equity package. Tasks: - ...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

    • Hong Kong
    • HK$360000 - HK$450000 per annum
    • Posted about 2 months ago

    Company Description Our client is a institutional-grade investment solutions platform which provides a suite of cutting-edge products on digital assets to funds, corporates, family offices, high net worth clients and professional traders across Asia and Europe. Job Description Participate in dail...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A multinational banking group and wealth manager serving its clients on a local basis, as they are present in numerous financial centres around the world, is seeking a senior legal counsel/team lead for the legal team in Luxembourg. Key Responsibilities: Lead a smaller team of in-house lawyers si...

    • Luxemburg
    • Negotiable
    • Posted about 2 months ago

    We are currently representing renowned rapidly-growing third-party Super ManCo. Founded in Switzerland, our client now operates in 2 European countries with almost 25 years of experience within the industry. The Candidate At least 4 years of experience in the Compliance and Asset Management indus...

    • Amsterdam
    • Negotiable
    • Posted about 2 months ago

    Role: Head of compliance Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: Global Head of Compliance A global corproate services firm is seeking a head of compliance, to become responsible for all compliance activities for their hub in Amsterdam/Luxembourg. Our client ...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    RESPONSIBILITIES Advise the company on legal / regulatory issues Engage with external counsel to advise on major legal issues, particularly SFC and MPF products Assist in the review of and / or drafting of agreements / documents Work with compliance to ensure adherence to regulatory requirements ...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    As Manager for Legal & Governance, you will play a crucial role from day one and report to the head of Legal & Compliance on all legal, regulatory and governance matters arising from the business and operations of the company. RESPONSIBILITIES Advise the company on legal and regulatory issues Eng...

    • Tokyo
    • Negotiable
    • Posted about 2 months ago

    As Legal Counsel "Regulatory & Compliance" you will play a crucial role for a well-established Asset Management Company from day one and drive all regulatory and compliance related issues. You will be responsible for: Supporting the management of the Company, in terms of keeping the management ap...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Company Overview A leading global financial services firm providing a wide range of corporate banking services to clients worldwide is currently seeking an individual with strong communication and interpersonal skill to join the Legal & Compliance team as an Assistant Vice President for AML opera...

    • Hong Kong
    • HK$23000 - HK$23001 per month
    • Posted about 2 months ago

    Company Overview Our client is a leading foreign financial services firm providing extensive corporate banking services to clients worldwide including corporations, financial institutions, governments and individuals. They are looking for a KYC Analyst to handle documentation checking and monitor...

    • Dublin
    • Negotiable
    • Posted about 2 months ago

    Role: Head Of Compliance Reporting to: Chief Risk Officer Location: Dublin, Ireland We have been engaged by an Irish financial services company, to find a new Head of Compliance to lead their compliance team. The Role Maintain compliance oversight on regulatory and business change/strategy, inclu...

    • Dublin
    • Negotiable
    • Posted about 2 months ago

    Role: Senior Compliance Officer Reporting to: Head of Compliance Location: Dublin, Ireland We have been engaged by an Irish financial services company, to find a Senior Compliance Officer to join their team. The Role: Preparation of monthly and quarterly Compliance reports Maintaining the regulat...

    • Muniz Freire
    • Negotiable
    • Posted about 2 months ago

    Role: Senior Legal Counsel Reporting to: EVP Location: Remote We have been engaged by an international financial services start-up to assist with their search for a Senior Legal Counsel to lead a small in-house legal team working on various domestic and international topics. As the Senior Legal C...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    About: Our client is a leading quant-driven technology and trading firm, providing liquidity for digital assets that has large exposure in APAC. They are looking to hire a head of legal and compliance who can help them to get BVI license and take over the external council's legal duties. Job Resp...

    • Hong Kong
    • Up to HK$480000 per annum + Standard benefits
    • Posted about 2 months ago

    About: Our client is a well-established Chinese Asset management firm. They are looking to add another compliance headcount to their current team of 4. Responsibilities: Manage and support all aspects of the firm's compliance program Maintain compliance records and monitoring Update fund offering...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Role: Senior Compliance Analyst Reporting to: Chief Compliance Officer Location: Luxembourg One of the world's leading independent asset managers is seeking a Senior Compliance Analyst to join their team in Luxembourg. Since this company's foundation nearly 100 years ago they have expanded to 17 ...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Company Overview A top leading international financial institution providing extensive services in corporate banking, wealth management, asset management, and insurance to clients worldwide is currently seeking an enthusiastic and independent minded individual with strong communication and multi-...

    • Zug
    • CHF
    • Posted about 2 months ago

    Company Summary: My client is one of the largest commodity trading firms worldwide. They are looking someone with Audit and Compliance experience within their Zug branch. Tasks: - Participating in the delivery of Annual Monitoring plan (Analysing the possible risks, producing reviews about indust...

    • Zurich
    • £100000 - £120000 per annum + CHF
    • Posted about 2 months ago

    Company Summary: My client is one of the largest investment management firms in Switzerland. They are in contact with international private clients to offer their expertise. They are looking for a compliance officer with a knowledge of US laws within their team. Tasks: - Handling the necessary co...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Role: Compliance Officer Location: Luxembourg We have been engaged by a premium AIFM to find a Compliance Officer to join their team. This company provides fund solutions for AIF's as they try to navigate the complex regulatory environment. In this role you will support the compliance and AML fun...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A well-established and multinational third-party management company and a leading digitally driven platform within the Global Asset Management industry is seeking an MLRO/RC. Our renowned client is well trusted by a great variety of financial institution including leading asset managers, pension ...

    • Geneva
    • CHF
    • Posted about 2 months ago

    Company Summary: My client is a fintech company which is based in Geneva. Currently, they are one of the multi-asset trading platforms. They are looking for a French-speaker compliance officer within their team. Tasks: - Analysis of account openings with possible risks and reporting it to the rel...

    • Munich
    • Negotiable
    • Posted about 2 months ago

    One of the worlds most recognisable names are currently searching for a Compliance Officer/Deputy for their Banking Arm based in the Munich area. As a Deputy Compliance Officer, you will: Periodic screening of the portfolio against relevant AML-lists Training of staff members and dealers Periodic...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    As Junior Legal Counsel, you will play a crucial role for an independent and well-established brokerage from day one and drive all regulatory and compliance related issues. RESPONSIBILITIES Providing legal support on legal agreements, transaction structuring on cross-border transactions and negot...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Company Overview A leading global financial services firm providing a wide range of corporate banking services to clients worldwide is currently seeking an individual with strong communication and interpersonal skill to join the Legal & Compliance team as an Assistant Vice President for AML opera...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Our client is a sizable Chinese Asset Management firm. They would like to add another headcount into their compliance team. Job Duties: Perform full spectrum of compliance functions for asset management business Attend to ongoing compliance requirements under the Companies Ordinance, Securities a...

    • London
    • Negotiable
    • Posted about 2 months ago

    Role: Compliance Officer & MLRO (SMF16 & SMF17) Location: London Salary: Competitive and Candidate Dependent We are currently representing an Investment Consultancy Firm. The firm was established to provide Portfolio Analytics, Fiduciary Management and Consulting Services to a single family offic...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Role: Compliance Officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Conducting Officer, Luxembourg We are currently representing a renowned Swiss super ManCo, who's core philosophy is sustainability, and generating long-term relationships with their clients. Ou...

    • Hong Kong
    • HK$23000 - HK$23001 per month
    • Posted about 2 months ago

    Company Overview Our client is a leading foreign financial services firm providing extensive corporate banking services to clients worldwide including corporations, financial institutions, governments and individuals. They are looking for a KYC Analyst to handle documentation checking and monitor...

    • London
    • Negotiable
    • Posted about 2 months ago

    One of the largest and most established banks with global presence is seeking FFC Manager to affect change and development in a newly created financial crime team. Great chance to have a direct impact on financial crime and quality assurance framework! Your role: Developing and monitoring Financi...

    • Luxembourg
    • Negotiable
    • Posted 2 months ago

    Role: Onboarding Administrator Reporting to: Head of Onboarding Location: Luxembourg We have been engaged by a leading private equity and real estate fund administrator with the hire of an Onboarding Administrator for their Luxembourg entity. In this role you will provide a superior client experi...

Get new jobs for this search by email