Financial Compliance Jobs | Search & Apply Today

Found 27 jobs
    • Berlin, Land Berlin
    • €70000 - €100000 per annum
    • Posted 3 days ago

    An exciting new FinTech, expected to be the next big name in the Online Trading market are building out their compliance functions and are looking for experienced professionals in the following areas: Anti-Money Laundering WpHG/MaRisk Data Protection As a Manager in either of these areas you will...

    • Illinois
    • US$140000 - US$160000 per annum
    • Posted 4 days ago

    Responsibilities Draft and negotiate complex wireless architecture, technology, and infrastructure contracts including software license agreements, master services agreements, and equipment development and supply agreements. Provided strategic advise and interface directly with senior-level leade...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 4 days ago

    Role requirements Comprehend AML/CFT laws and regulations and update changes and new developments from time to time. Comprehend any applicable sanctions laws and obligations and update changes / new developments from time to time Coordinate day-to-day preliminary clearance as to sanctions require...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted 5 days ago

    Litigation background preferred Seeking candidates with a minimum of 4 years experience working in the Labor & Employment Law space Hybrid in-office schedule This position is intended to provide reduced flexible hours 1800 billable hours expectation (no expectation for producing non-billable busi...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted 5 days ago

    Seeking Associated with 4 years of experience in the Labor and Employment Law space This is a shareholder track position Litigation experience preferred 900+ Attorneys nationally, each office offers a small collaborative space They have a generally relaxed hours requirement compared to their comp...

    • Singapore
    • Negotiable
    • Posted 5 days ago

    A leading global bank in Singapore is looking for a Compliance Project Manager to join their team. The individual will be managing several Compliance projects to enhance frameworks tailored to regulations and the evolving business. Responsibilities: Project Management: Prepare relevant documents ...

    • Los Angeles, Los Angeles, California
    • Negotiable
    • Posted 5 days ago

    Specific responsibilities include but are not limited to: Help maintain Intralinks Investor Portal, including uploading quarterly projections and year-end K-1s. Organize tax files and data. Maintain tax organizational charts. Maintain Thomson Reuters entity database and tax calendar. Maintain con...

    • New York, New York
    • Negotiable
    • Posted 5 days ago

    In partnership with the broader Legal department, the Paralegal, Private Funds will be responsible for working with the investment professionals and other non-investment groups at the firm to administer the principal duties listed below. Form and establish LLC, LP, Series LP/LLC, and corporate co...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 6 days ago

    Job Responsibilities To assist in managing the General Compliance functions; To serve as a consultant to provide compliance-related advice to relationship managers; To assist in planning, supervising and delivering compliance programs; To assist in reviewing and updating compliance related polici...

    • Charlotte, Mecklenburg County, North Carolina
    • Negotiable
    • Posted 6 days ago

    A highly regarded Investment Management firm based in Charlotte, NC is expanding its Legal team and is seeking an attorney with investment funds experience to join the firm. The role will largely focus on supporting the structuring and maintenance of various funds and managed account products. Th...

    • Boston, Suffolk, Massachusetts
    • Negotiable
    • Posted 6 days ago

    We are currently partnering with a Boutique Mid-sized Law Firm in the Greater Boston Area that is seeking expansion hires to grow their Commercial Real Estate practice. This firm has around 80 attorneys, multiple practice groups, and is experiencing tremendous growth. They are seeking an individu...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 7 days ago

    advising Hong Kong-listed companies in public takeovers, general corporate and compliance matters involving Hong Kong Listing Rules and Takeovers Codes; Conduct due diligence and risk assessment; Ensure risk matters involving existing clients are upheld and in compliance; Identify and analyze san...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 7 days ago

    advising Hong Kong-listed companies in public takeovers, general corporate and compliance matters involving Hong Kong Listing Rules and Takeovers Codes; Conduct due diligence and risk assessment; Ensure risk matters involving existing clients are upheld and in compliance; Identify and analyze san...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 10 days ago

    Job Responsibilities Review investments and trades for compliance issues Provide compliance training's and communicate with employees on compliance procedures and policies Evaluate adequacy and effectiveness of the hedge fund's compliance program Provide regulatory risk management advice and supp...

    • New York, New York
    • Negotiable
    • Posted 13 days ago

    We are currently working with a boutique multi-family wealth management firm in New York City that is seeking an individual to serve in a dual General Counsel / Chief Operating Officer capacity. This hire is a result of strong performance and firm expansion, and this person will be a critical hir...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 13 days ago

    Job Responsibilities Review and update compliance policies and procedures Drive and manage compliance related projects Act as a subject matter expert on relevant regulations and policies Advise management and employees on compliance matters and keep informed about regulatory developments Provide ...

    • Singapore
    • Negotiable
    • Posted 16 days ago

    A leading international commercial and private bank looking for a legal counsel to join their team to help grow their corporate/private banking business in Singapore. The role will report directly to the local GM and individuals will have the opportunity to be part of a team with a high growth mi...

    • Negotiable
    • Posted 17 days ago

    A leading renewable energy developer and asset manager is looking for a Senior Legal Counsel to join their growing team in Newcastle or Canberra. The primary responsibility of the individual will be to provide practical legal advice to assist the Development team in delivering projects focused on...

    • Singapore
    • Negotiable
    • Posted 20 days ago

    An organisation that aims to grow and promote the legal industry in Singapore is looking to appoint a leader eager to make an impact in this area through the enhancement of knowledge and continued professional development. The individual will be responsible for the coverage of several key busines...

    • Singapore
    • Negotiable
    • Posted 20 days ago

    A leading international digital payment company is looking for a Privacy Legal Counsel to join their expanding team. The individual will be responsible for developing the privacy team to support the implementation of their globalisation strategy. Role can be based in Singapore or London. Responsi...

    • Singapore
    • Negotiable
    • Posted 20 days ago

    A fast-growing leading digital payment company is looking to hire a Data Protection Officer (DPO) who will play a crucial role in their growing international privacy team to support the implementation of their globalisation strategy. Responsibilities: Develop and implement policies for handling p...

    • Hong Kong, Central and Western District
    • Bonus
    • Posted 20 days ago

    COMPLIANCE Supervisor Responsibilities: Conduct compliance review for new client onboarding file as the 2nd line of defense Provide advice to business units on compliance and regulatory-related issue Assist Compliance Manager in formulating and reviewing internal Compliance policies and procedure...

    • Hong Kong, Central and Western District
    • Bonus
    • Posted 20 days ago

    Job title: COMPLIANCE Analyst Responsibilities: Conduct compliance review for new client onboarding file as the 2nd line of defense Provide advice to business units on compliance and regulatory-related issue Assist Compliance Manager in formulating and reviewing internal Compliance policies and p...

    • Luxembourg, Ville de Luxembourg, Luxembourg
    • Negotiable
    • Posted 24 days ago

    A niche Private Bank based in the heart of Luxembourg is seeking an appointed Senior Compliance Officer to lead the Compliance function across Luxembourg and Brussels. As a Senior Compliance Officer will be: * Leading the Compliance function for Luxembourg * Guiding and providing compliance advic...

    • Hong Kong, Central and Western District
    • Negotiable
    • Posted 24 days ago

    Job Responsibilities Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC and SEC filings, review and collection of brokerage statements Handling SFC licensing application, licensing matters and requirements Conduct pre and post trade monitoring Enhance compliance surveilla...

    • Negotiable
    • Posted 25 days ago

    This role is based in their Tokyo or Fukuoka office, but there is a possibility for a remote-based work as well. A high-growth start-up company based in Japan is looking to hire a Legal Manager (Compliance) to support their renewable energy business. The individual will be responsible for the str...

    • Singapore
    • Negotiable
    • Posted 27 days ago

    Key Roles and Responsibilities of the Head of Compliance, Financial Services and Brokerage role - In charge of oversight on all compliance matters across business operations with relevant legislation/regulations Provide advisory on compliance implications of business decisions, both for on-going ...