Financial Compliance Jobs | Search & Apply Today

Found 49 jobs
    • Germany
    • Negotiable
    • Posted about 18 hours ago

    Role: Volljurist/Lawyer, Compliance Location: NRW A long-standing client and highly regarded financial institution is looking for a Volljurist in Compliance to join its growing team in NRW. From advising multiple businesses functions to adapting the firm's compliance framework along with evolvi...

    • Germany
    • Negotiable
    • Posted 1 day ago

    As Chief Compliance Officer, you will: *Be responsible for creating company policy, monitoring and measuring corporate compliance programs *Provide leadership, guidance and management to improve corporate's understanding of legal, regulatory requirements *Provide strategic recommendations, traini...

    • Hong Kong
    • Negotiable
    • Posted 3 days ago

    Our client is a top tier global asset management which offers a wide range of investment products and has offices around the globe who is looking for a compliance officer to join their team. Job Descriptions Advise on compliance issues and potential impact of regulatory trends and develop...

    • Singapore
    • Negotiable
    • Posted 3 days ago

    Job Descriptions- Lead the compliance function in the firm; ensuring compliance with regulations, legal requirements, policies and frameworks; Prepare concise and extensive compliance reports to the Board; Establishing guidelines and implementing frameworks to ensure the compliance pro...

    • Singapore
    • Negotiable
    • Posted 3 days ago

    Job Description Reviews and checks client on-boarding, account opening documentation Has final approval on all client on-boarding documentation Performs detailed due diligence on client on-boarding and account opening documentation Checks adherence to client on-boarding checklist (e.g. KYC,...

    • Germany
    • Negotiable
    • Posted 6 days ago

    Role: Steuerberater/Tax Advisor, Remote, Germany Location: Remote, Germany An innovative, international legal firm is looking for a Tax Advisor to join its team. Headquartered in Frankfurt with an international cooperation of lawyers, the firm works on both regional and global levels. Using thei...

    • Berlin, Germany
    • Negotiable
    • Posted 8 days ago

    As Senior Compliance Manager, you will: *Be responsible for the assessment of all legal matters in regards to best practices *Be responsible for all aspects of AML and Terrorist Financing processes and procedures *Management of the existing compliance infrastructure and reviewing legal & regulato...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 8 days ago

    As Information Security Officer, you will: *Report directly to the Global Head of Information Security Officer in Germany *Act as point of contact and conduct security operations activities *Ensure all Information Security requirements in Germany and European countries *Work with Operations, Engi...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 8 days ago

    As Information Security Officer, you will: *Report directly to the Global Head of Information Security Officer in Germany *Act as point of contact and conduct security operations activities *Ensure all Information Security requirements in Germany and European countries *Work with Operations, Engi...

    • Germany
    • Negotiable
    • Posted 9 days ago

    Role: Senior Legal Expert Location: Remote An innovative, international legal firm is looking for a Senior Legal Expert to join its team. Headquartered in Frankfurt with lawyers based across Europe, the firm works with clients such as Facebook and L'Oreal. Using their own cloud software, the fi...

    • London, England
    • Negotiable
    • Posted 10 days ago

    Job Descriptions: Reporting to the CEO of the Company and functional lead at the HQ, the successful candidate will be responsible for: Legal matters that affect the Group with regard to UK and EU legal matters; Overseeing all legal work undertaken within the Company day-to-day; Supporting b...

    • Singapore
    • S$96000 - S$96001 per annum
    • Posted 10 days ago

    JOB DESCRIPTION Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Compliance Management System. Audit Preparation and Compliance manual check controls Conduct Pre and Post Trade Monitoring of Investment Guidelines Follo...

    • Manhattan, New York
    • Negotiable
    • Posted 12 days ago

    A multi-strategy hedge fund is looking for a Compliance Associate to join their team to play a key role in the operations and development of the compliance framework to enhance the growth of the firm. The firm is well established and operates with a collaborative and calculated approach in the m...

    • Paris, Île-de-France
    • Negotiable
    • Posted 14 days ago

    The successful candidate will provide legal support and legal risk management to French Banking business units across the full range of products with a primary focus on French law and French clients' transactions and documentation (in particular in DCM, ECM and M&A). Your role: Drafting, a...

    • Frankfurt am Main, Hessen
    • €75000 - €90000 per annum
    • Posted 15 days ago

    Our client, one of the world's leading corporate & investment banking groups, are currently looking to make a key hire within their growing Financial Crime function in Frankfurt. The business is synonymous with banking excellence and as such is seeking a highly qualified and motivated Financial ...

    • Zürich, Switzerland
    • Negotiable
    • Posted 16 days ago

    Our client has an exciting opportunity in a Private bank for a Senior Compliance Officer, based in Zürich. Responsibilities: Assist the Chief Compliance Officer in defining and maintaining Compliance Policies and executing a compliance controls framework Identify areas of high risk and...

    • Geneva, Switzerland
    • Negotiable
    • Posted 16 days ago

    One of our clients, a private bank based in Geneva is looking for a Senior Compliance officer to join their compliance division. Your role: Working closely with Central Compliance functions in accordance with the global compliance mandate and in line with Swiss regulatory requirements. Co...

    • Singapore
    • S$156000 - S$220000 per annum + competitive benefits
    • Posted 16 days ago

    The ideal candidate will have a proven-track record of compliance experience in banking, and is expected to have a strong familiarity with the relevant regulations, legislations and MAS Notices. You will be expected to bring new business in, and lead the regulatory and compliance practice for t...

    • Luxembourg
    • €70000 - €90000 per annum
    • Posted 17 days ago

    Fund Accounting Manager Private Equity & Real Estate Luxembourg Our client is a successful global Corporate Bank, focusing on community development and making a tremendous mark on the financial services industry. The institution currently has a network of over 35,000 employees over more than 100...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    AML Senior Associate Luxembourg Our client is a successful global Corporate Bank, focusing on community development and making a tremendous mark on the financial services industry. The institution currently has a network of over 35,000 employees over more than 100 markets. As an AML Senior Asso...