About:
Our client is a well-established Chinese Asset management firm. They are looking to add another compliance headcount to their current team of 4.
Responsibilities:
- Manage and support all aspects of the firm's compliance program
- Maintain compliance records and monitoring
- Update fund offering and governing documents
- Manage licensing matters and regulatory filings
- Prepare and conduct internal training
- Prepare KYC documentation and liaise with service providers
- Implement and execute policies and procedures of the firm, including AML and annual compliance procedures
Candidate Expectations:
- Bachelor's Degree or above in finance, legal or a related discipline
- 2-4 years of compliance experience in asset management firms/ other buy-side firms/ compliance consultancy firm
- Expected sup toy upto 40k HKD monthly base (Discretionary bonus of 3-6 months)
- Excellent verbal and written English and Chinese
- Organized and able to manage tasks independently
