Role: Senior Compliance Officer
Location: Luxembourg
Salary: Competitive and Candidate Dependent
Reporting To: Chief Compliance Officer
We are currently representing a top leading client within the private bank industry in Luxembourg. Our client is a renowned Swiss Private Bank, operating in 40 countries and over 3,000 employees globally. With more than two decades in the industry, our client continues to provide the best service.
The Candidate
- At least 5-7 years of experience in a compliance/regulatory role, ideally within the banking sector
- Exceptional knowledge of the regulatory environment and EU regulations
- Strong background in regulatory compliance and AML
- Strong background in MiFID II
- Motivated, self-driven, and an ambitious individual
- Excellent team player, and good flexibility to work independently
- Fluent in English, French will be a huge asset
The Role
- Supervise regulatory compliance topics; cross-border rules and MiFID II
- Monitor the legal and regulatory space and assess relevant and key changes
- Conduct oversight and reviews of the compliance monitoring plan
- Conduct 2nd line of defense controls of the compliance monitoring plan
- Conduct AML/KYC controls at onboarding, and periodic review to FCC related projects
- Work closely with the Chief Compliance Officer and the team in Switzerland
