A top tier hedge fund is currently looking for a senior investment compliance candidate to join a growing compliance team
Job Responsibilities
- Primary compliance coverage of Asia portfolio management and trading, providing compliance advice on handling of confidential information, allocation issues, trading and other compliance related matters
- Conduct pre-trade and post-trade compliance monitoring
- Delivered annual compliance training to portfolio management and trading team
- Oversight of the compliance testing program
- Handle regulatory filings
Job Requirements
- A minimum of 10 years of investment / portfolio compliance experience in sizeable asset managers in Hong Kong
- Sound working knowledge of equity and OTC Derivatives
- Extensive experience in working with SFC and SEC
- Fluent in Chinese and English